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Umh — Governance Information 2022
Feb 6, 2022
7099_rns_2022-02-06_e3776b79-9e52-4dd0-beec-bef7b3745008.pdf
Governance Information
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SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table lists information with respect to the beneficial ownership of the Company's Common Shares as of March 26, 2021 by:
- each person known by the Company to beneficially own more than five percent of the Company's outstanding Common Shares;
- each of the Company's directors;
- each of the Company's Named Executive Officers; and
- all of the Company's Named Executive Officers and directors as a group.
Unless otherwise indicated, the person or persons named below have sole voting and investment power over the Common Shares indicated and that person's address is c/o UMH Properties, Inc., Juniper Business Plaza, 3499 Route 9 North, Suite 3-C, Freehold, New Jersey 07728.
In determining the number and percentage of Common Shares beneficially owned by each person, Common Shares that may be acquired by that person under options exercisable within 60 days of March 26, 2021 are deemed beneficially owned by that person and are deemed outstanding for purposes of determining the total number of outstanding Common Shares for that person and are not deemed outstanding for that purpose for all other shareholders.
| Name and Address of Beneficial Owner |
Amount and Nature of Beneficial Ownership (1) |
Percentage of Shares Outstanding (2) |
|---|---|---|
| The Vanguard Group | ||
| 100 Vanguard Blvd. | ||
| Malvern, PA 19355 | 3,838,599(3) | 8.98% |
| BlackRock, Inc. | ||
| 55 East 52nd Street | ||
| New York, NY 10055 | 2,913,722(4) | 6.82% |
| FMR LLC | ||
| 245 Summer St. | ||
| Boston, MA 02210 | 2,425,496(5) | 5.67% |
| Russell Investments Group, Ltd | ||
| 1301 Second Ave., Suite 1800 | 2,350,559(6) | 5.5% |
-2-
| Seattle, WA 98101 | ||
|---|---|---|
| Amy L. Butewicz | 2,583 | * |
| Jeffrey A. Carus | 12,262(7) | * |
| Anna T. Chew | 766,175(8) | 1.78% |
| Matthew I. Hirsch | 33,396(9) | * |
| Craig Koster | 117,015(10) | * |
| Eugene W. Landy | 1,866,779(11) | 4.29% |
| Samuel A. Landy | 975,498(12) | 2.27% |
| Michael P. Landy | 367,933(13) | * |
| Stuart Levy | 7,877(14) | * |
| William E. Mitchell | 7,881 | * |
| Kenneth K. Quigley, Jr. | 11,169(15) | * |
| Brett Taft | 159,012(16) | * |
| Stephen B. Wolgin | 34,861(17) | * |
| UMH Properties, Inc. 401(k) Plan (UMH 401(k) Plan) | 469,489(18) | 1.1% |
| Directors and Officers as a group | 4,831,930 | 10.95% |
*Less than 1%