AI assistant
Umh — Director's Dealing 2025
Jan 15, 2025
7099_rns_2025-01-15_8703fcf2-1cae-44e5-ae18-b6cea337be30.pdf
Director's Dealing
Open in viewerOpens in your device viewer
Section 16. Form 4 or Form 5 obligations may continue. See
Check this box to indicate that a
Instruction 1(b).
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287
Estimated average burden
| Check this box if no longer subject to | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | hours per response: | 0.5 |
|---|---|---|---|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
|---|
| 1. Name and Address of Reporting Person* |
| 1. Name and Address of Reporting Person* Taft Brett |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||
|---|---|---|---|---|---|---|---|---|---|
| Director Officer (give title |
10% Owner Other (specify |
||||||||
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) | X | below) | below) | |||
| 3499 ROUTE 9 , SUITE 3C | 01/07/2025 | EVP and | |||||||
| COO | |||||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||
| FREEHOLD | NJ | 07728 | X | Form filed by One Reporting Person | |||||
| (City) | (State) | (Zip) | Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) | 2. Transaction 2A. Deemed Date Execution Date, (Month/Day/Year) if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 01/07/2025 | A | 12,637(1) | A | \$18.2 | 132,614.39 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| UMH Properties, Inc. |
\$15.66 | 03/26/2024 | 03/26/2034 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
75,000 | 75,000 | D | ||||||||
| UMH Properties, Inc. |
\$23.81 | 03/28/2023 | 03/28/2032 | UMH Properties, Inc. |
39,000 | 39,000 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 07/14/2022 | 07/14/2031 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 03/25/2021 | 03/25/2030 | UMH Properties, Inc. |
50,000 | 50,000 | D | ||||||||
| UMH Properties, Inc. |
\$11.42 | 01/02/2020 | 01/02/2029 | UMH Properties, Inc. |
40,000 | 40,000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 04/02/2019 | 04/02/2028 | UMH Properties, Inc. |
20,000 | 20,000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 04/04/2018 | 04/04/2027 | UMH Properties, Inc. |
20,000 | 20,000 | D |
Explanation of Responses:
- Restricted stock granted to named executive officers. Participant's rights in and to the restricted stock shall be subject to both time and performance vesting criteria as per employment agreement.
Nelli Madden 01/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.