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Umh Director's Dealing 2024
7099_rns_2024-04-07_dc4dac51-d4e9-458a-91ce-863b5c435f2d.pdf
Director's Dealing
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□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
□ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Taft Brett | UMH PROPERTIES, INC. UMH | ||||||||||||||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | Director 10% Owner X Officer (give title below) Other (specify below) |
|||||||||||||||||
| 4/3/2024 | EVP and COO | ||||||||||||||||||
| 3499 ROUTE 9 NORTH, SUITE 3-C (Street) |
4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person | Form filed by More than One Reporting Person | |||||||||||||||||
| (City) (State) |
(Zip) | ||||||||||||||||||
| Table 1 - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 2. Trans. Date 2A. Deemed 1. Title of Security |
3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned 7. Nature 6. |
||||||||||||||||
| (Instr. 3) | Execution Date, if any |
(Instr. 8) | or Disposed of (D) (Instr. 3, 4 and 5) |
Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
Beneficial | |||||||||||||
| Direct (D) Ownership or Indirect |
(Instr. 4) | ||||||||||||||||||
| Code | V | Amount | (A) or (D) |
Price | (I) (Instr. 4) |
||||||||||||||
| 4/3/2024 UMH Properties, Inc. |
ટે | 9,800 177 | D | \$15.91 | 97,048.95 | D | |||||||||||||
| UMH Properties, Inc. 4/5/2024 |
20,000 12 M \$9.77 A |
117,048.95 | D | ||||||||||||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed 4. Trans. | 5. Number of | 7. Title and Amount of 6. Date Exercisable |
8. Price of 9. Number of 10. | 11. Nature | ||||||||||||
| Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
Date | Execution Date, if any |
Code (Instr. 8) |
Derivative Securities Acquired (A) or |
and Expiration Date | Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security |
Securities | Ownership of Indirect Form of |
Beneficial | ||||||||
| Disposed of (D) (Instr. 3, 4 and 5) |
(Instr. 5) | Beneficially Owned |
Derivative Security: |
Ownership (Instr. 4) |
|||||||||||||||
| Date | Expiration | Amount or | Following Reported |
Direct (D) or Indirect |
|||||||||||||||
| Code | V | (A) | (D) | Exercisable Date | Title | Number of Shares |
Transaction(s) (I) (Instr. (Instr. 4) |
4) | |||||||||||
| UMH Properties, | UMH | ||||||||||||||||||
| Inc. | \$15.66 | 3/26/2024 3/26/2034 | Properties, Inc. |
50,000 | 50,000 | D | |||||||||||||
| UMH Properties, | \$14.36 | 3/21/2024 3/21/2033 | UMH Properties, |
75,000 | 75,000 | D | |||||||||||||
| Inc. | Inc. | ||||||||||||||||||
| UMH Properties, | \$23.81 | 3/28/2023 3/28/2032 | UMH Properties, |
39,000 | 39,000 | D | |||||||||||||
| Inc. | Inc. | ||||||||||||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, |
50,000 | 50,000 | D | |||||||||||||
| Inc. UMH |
|||||||||||||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 3/25/2030 | Properties, Inc. |
50,000 | 50,000 | D | |||||||||||||
| UMH | |||||||||||||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | Properties, mc. |
40,000 | 40,000 | D | ||||||||||||
| UMH Properties, | 4/2/2019 | UMH | |||||||||||||||||
| Inc. | \$13.09 | 4/2/2028 | Inc. | Properties, | 20,000 | 20,000 | D | ||||||||||||
| UMH Properties, | \$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, |
20,000 | 20,000 | D | ||||||||||||
| Inc. | Inc. | ||||||||||||||||||
| UMH Properties, | \$9.77 | 4/5/2024 | M | 20,000 \$22 | 4/5/2017 | 4/5/2024 | UMH Properties, |
20,000 | \$9.77 | 0 | D | ||||||||
| Inc. | Inc. |
Explanation of Responses:
- (1) Shares sold to exercise stock options.
- (2) Exercise of stock options.
Reporting Owners
| Relationships | |||||||
|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address Director 10% OwnerOfficer | Other | ||||||
| Taft Brett | |||||||
| 3499 ROUTE 9 NORTH | EVP and COOl | ||||||
| SUITE 3-C | |||||||
| FREEHOLD, NJ 07728 |
Signatures Nelli Madden
| Nelli Madden | 4/5/2024 | |||
|---|---|---|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information in this form are not required to respond unless the form displays a currently valid OME control number.