Director's Dealing • Jan 15, 2023
Director's Dealing
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OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||||
|---|---|---|---|---|---|---|---|
| (Check all applicable) | |||||||
| Mitchell William Edward | UMH PROPERTIES, INC. [ UMH ] | ||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _____ 10% Owner |
|||||
| _ Officer (give title below) ___ Other (specify below) |
|||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 1/11/2023 | ||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 1/11/2023 | A | 832 (1) | A | \$16.52 | 12823.72 | D |
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | and Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | ||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | |||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | |||||||||||
| Security | Following | Direct (D) | |||||||||||||
| Reported | or Indirect | ||||||||||||||
| Date | Expiration | Title Amount or Number of | Transaction(s) | (I) (Instr. | |||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) |
(1) Stock award for Directors.
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | ||||||||
| Mitchell William Edward | ||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X |
| Nelli Madden | 1/12/2023 |
|---|---|
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Levy Stuart | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _____ 10% Owner |
||||
| _ Officer (give title below) ___ Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C |
1/11/2023 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 1/11/2023 | A | 832 (1) | A | \$16.52 | 11726.85 | D |
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | and Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | ||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | |||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | |||||||||||
| Security | Following | Direct (D) | |||||||||||||
| Reported | or Indirect | ||||||||||||||
| Date | Expiration | Title Amount or Number of | Transaction(s) | (I) (Instr. | |||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) |
(1) Stock award for Directors.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | |||||||
| Levy Stuart 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
X |
| Nelli Madden | 1/12/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| LANDY MICHAEL P | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _____ 10% Owner |
||||
| _ Officer (give title below) ___ Other (specify below) |
||||||
| 3499 ROUTE 9 N STE 3-C | 1/11/2023 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 1/11/2023 | A | 832 (1) | A | \$16.52 | 268593.71 | D | |||
| UMH Properties, Inc. | 19833.49 | I | Held by Spouse |
|||||||
| UMH Properties, Inc. | 56765.55 | I | Account is C/F Daughter Monica |
|||||||
| UMH Properties, Inc. | 16459.46 | I | Account is C/F Son Aaron |
|||||||
| UMH Properties, Inc. | 48000 | I | Co-Manager of EWL Grandchildren Fund LLC |
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | and Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | ||||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | |||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | |||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | |||||||||||
| Security | Following | Direct (D) | |||||||||||||
| Reported | or Indirect | ||||||||||||||
| Date | Expiration | Title Amount or Number of | Transaction(s) | (I) (Instr. | |||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) | |||||||
(1) Stock award for Directors.
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | ||||||
| LANDY MICHAEL P | ||||||
| 3499 ROUTE 9 N STE 3-C | X | |||||
| FREEHOLD, NJ 07728 |
| Nelli Madden | 1/12/2023 |
|---|---|
| -------------- | ----------- |
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| HIRSCH MATTHEW I | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _____ 10% Owner |
||||
| _ Officer (give title below) ___ Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 1/11/2023 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | (A) or V Amount (D) Price |
or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||||
| UMH Properties, Inc. | 1/11/2023 | A | 832 (1) | A | \$16.52 | 40129.65 | D | |||
| UMH Properties, Inc. | 3921.71 | I | Held by Spouse |
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | and Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | Title Amount or Number of | Transaction(s) | (I) (Instr. | ||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) | ||||||
(1) Stock award for Directors.
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | ||||||||
| HIRSCH MATTHEW I | ||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | |||||||
| FREEHOLD, NJ 07728 |
| Nelli Madden | 1/12/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|---|---|---|
| Conway Kiernan | UMH PROPERTIES, INC. [ UMH ] | |
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
| JUNIPER BUSINESS PLAZA, 3499 ROUTE 9 NORTH, SUITE 3C |
1/11/2023 | |
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 1/11/2023 | A | 832 (1) | A | \$16.52 | 2005.15 | D |
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | and Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | Title Amount or Number of | Transaction(s) | (I) (Instr. | ||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) |
(1) Stock award for Directors.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | |||||||
| Conway Kiernan JUNIPER BUSINESS PLAZA 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X |
| Nelli Madden | 1/12/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Carus Jeffrey A | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _____ 10% Owner |
||||
| _ Officer (give title below) ___ Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 1/11/2023 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
(Instr. 8) | 3. Trans. Code 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 1/11/2023 | A | 832 (1) | A | \$16.52 | 15916.44 | D | |||
| UMH Properties, Inc. | 251.31 | I | Custodial account for Son, Daniel |
|||||||
| UMH Properties, Inc. | 251.31 | I | Custodial account for Son, Ethan |
|||||||
| UMH Properties, Inc. (Preferred D) | 500 | D |
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | and Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | Title Amount or Number of | Transaction(s) | (I) (Instr. | ||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) |
(1) Stock award for Directors.
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | ||||||||
| Carus Jeffrey A 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X |
| Nelli Madden | 1/12/2023 |
|---|---|
| -------------- | ----------- |
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
number.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| QUIGLEY KENNETH K JR | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _____ 10% Owner |
||||
| _ Officer (give title below) ___ Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C |
1/11/2023 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: |
7. Nature of Indirect Beneficial |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | Direct (D) or Indirect (I) (Instr. 4) |
Ownership (Instr. 4) |
|||||
| UMH Properties, Inc. | 1/11/2023 | A | 832 (1) | A | \$16.52 | 22651.49 | D |
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | and Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | Title Amount or Number of | Transaction(s) | (I) (Instr. | ||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) |
(1) Stock award for Directors.
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | ||||||
| QUIGLEY KENNETH K JR 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
X |
| Nelli Madden | 1/12/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||
|---|---|---|---|---|---|
| PRUITT ANGELA D. |
UMH PROPERTIES, INC. [ UMH ] | ||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
|||
| 3499 ROUTE 9 NORTH, SUITE 3C |
1/11/2023 | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 1/11/2023 | A | 832 (1) | A | \$16.52 | 3529.45 | D |
| 1. Title of Derivate Security |
2. Conversion |
3. Trans. Date |
3A. Deemed Execution |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying |
8. Price of Derivative |
9. Number of derivative |
10. Ownership |
11. Nature of Indirect |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | or Exercise Price of |
Date, if any | Acquired (A) or Disposed of (D) |
Derivative Security (Instr. 3 and 4) |
Security (Instr. 5) |
Securities Beneficially |
Form of Derivative |
Beneficial Ownership |
||||||
| Derivative Security |
(Instr. 3, 4 and 5) | Owned Following |
Security: Direct (D) |
(Instr. 4) | ||||||||||
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title Amount or Number of Shares |
Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
(1) Stock award for Directors.
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | ||||||
| PRUITT ANGELA D. 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
X |
| Nelli Madden | 1/12/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| BUTEWICZ AMY LYNN | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _____ 10% Owner |
||||
| _ Officer (give title below) ___ Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 1/11/2023 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 1/11/2023 | A | 832 (1) | A | \$16.52 | 6055.74 | D |
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. Code | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Conversion | Date | Execution | (Instr. 8) | Derivative Securities | and Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | |||
| (Instr. 3) | or Exercise | Date, if any | Acquired (A) or | Derivative Security | Security | Securities | Form of | Beneficial | ||||||
| Price of | Disposed of (D) | (Instr. 3 and 4) | (Instr. 5) | Beneficially | Derivative | Ownership | ||||||||
| Derivative | (Instr. 3, 4 and 5) | Owned | Security: | (Instr. 4) | ||||||||||
| Security | Following | Direct (D) | ||||||||||||
| Reported | or Indirect | |||||||||||||
| Date | Expiration | Title Amount or Number of | Transaction(s) | (I) (Instr. | ||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Shares | (Instr. 4) | 4) |
(1) Stock award for Directors.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | |||||||
| BUTEWICZ AMY LYNN 3499 ROUTE 9 NORTH, SUITE 3C |
X | ||||||
| FREEHOLD, NJ 07728 |
| Nelli Madden | 1/12/2023 |
|---|---|
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| FORM 4 | |
|---|---|
| -------- | -- |
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||
|---|---|---|---|---|---|
| (Check all applicable) | |||||
| Taft Brett | UMH PROPERTIES, INC. [ UMH ] | ||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | _ Director ___ 10% Owner |
|||
| X Officer (give title below) _____ Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C |
1/11/2023 | Chief Operating Officer | |||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||
| FREEHOLD, NJ 07728 (City) (State) (Zip) |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 1/11/2023 | A | 5000 (1) | A | \$16.52 | 66182.87 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | |||||||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | |||||||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 3/25/2030 | UMH Properties, Inc. |
50000 | 50000 | D | |||||||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
40000 | 40000 | D | ||||||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
20000 | 20000 | D |
(1) Restricted Stock Issuance. Vesting Schedule: 20% each year over a five year period commencing on 1/11/2024.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | ||||||
| Taft Brett | |||||||
| 3499 ROUTE 9 NORTH | Chief Operating Officer | ||||||
| SUITE 3C | |||||||
| FREEHOLD, NJ 07728 |
| Nelli Madden | 1/12/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||
|---|---|---|---|---|---|
| (Check all applicable) | |||||
| Koster Craig | UMH PROPERTIES, INC. [ UMH ] | ||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | _ Director ___ 10% Owner |
|||
| X Officer (give title below) _____ Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C |
1/11/2023 | General Counsel | |||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 1/11/2023 | A | 5000 (1) | A | \$16.52 | 60346.61 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. 5. Number of Code Derivative Securities (Instr. 8) Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | |||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | |||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 3/25/2030 | UMH Properties, Inc. |
30000 | 30000 | D | |||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
4500 | 4500 | D |
(1) Restricted Stock Issuance. Vesting Schedule: 20% each year over a five year period commencing on 1/11/2024.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | ||||||
| Koster Craig 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
General Counsel |
| Nelli Madden | 1/12/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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