Director's Dealing • Mar 26, 2023
Director's Dealing
Open in ViewerOpens in native device viewer
| FORM 4 |
|---|
| -------- |
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||
|---|---|---|---|---|---|---|---|
| Carus Jeffrey A (Last) (First) (Middle) |
UMH PROPERTIES, INC. [ UMH ] 3. Date of Earliest Transaction (MM/DD/YYYY) |
X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/21/2023 | ||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | ||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
(Instr. 3, 4 and 5) | 4. Securities Acquired (A) or Disposed of (D) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 3/21/2023 | A | 958 (1) | A | \$14.36 | 16874.44 | D | |||
| UMH Properties, Inc. | 251.31 | I | Custodial account for Son, Daniel |
|||||||
| UMH Properties, Inc. | 251.31 | I | Custodial account for Son, Ethan |
|||||||
| UMH Properties, Inc. (Preferred D) | 500 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 10000 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
10000 | \$14.36 | 10000 | D |
(1) Stock award for Directors.
(2) This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,000 shares vesting on 3/21/2024; 2,000 shares vesting on 3/21/2025; 2,000 shares vesting on 3/21/2026; 2,000 shares vesting on 3/21/2027; and 2,000 shares vesting on 3/21/2028.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | |||||||
| Carus Jeffrey A | |||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | ||||||
| FREEHOLD, NJ 07728 |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||
|---|---|---|---|---|---|---|
| QUIGLEY KENNETH K JR | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
||||
| 3499 ROUTE 9 NORTH, SUITE 3C |
3/21/2023 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | |||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) or Disposed of (D) |
Following Reported Transaction(s) | Ownership | of Indirect | |||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) | Ownership | |||||||||
| or Indirect | (Instr. 4) | |||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | V Amount | (D) | Price | 4) | ||||||
| UMH Properties, Inc. | 3/21/2023 | A | 958 (1) | A | \$14.36 | 23609.49 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 10000 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
10000 | \$14.36 | 10000 | D |
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | ||||||
| QUIGLEY KENNETH K JR 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
X |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
| ------------------ | ----------- |
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| ☐ Check this box if no longer |
|---|
| subject to Section 16. Form 4 or |
| Form 5 obligations may |
| continue. See Instruction 1(b). |
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||
|---|---|---|---|---|---|---|---|---|
| Mitchell William Edward | UMH PROPERTIES, INC. [ UMH ] | |||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/21/2023 | |||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|||||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | |||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | |||
|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | |||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | |||||
| Direct (D) | Ownership | ||||||||
| or Indirect | (Instr. 4) | ||||||||
| (A) or | (I) (Instr. | ||||||||
| Code | V Amount | (D) | Price | 4) | |||||
| UMH Properties, Inc. | 3/21/2023 | A | 958 (1) | A | \$14.36 | 13971.41 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following |
10. Ownership Form of Derivative Security: Direct (D) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 10000 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
10000 | \$14.36 | 10000 | D |
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | ||||||||
| Mitchell William Edward 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| ☐ Check this box if no longer |
|---|
| subject to Section 16. Form 4 or |
| Form 5 obligations may |
| continue. See Instruction 1(b). |
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||
|---|---|---|---|---|---|---|---|---|
| BUTEWICZ AMY LYNN | UMH PROPERTIES, INC. [ UMH ] | |||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/21/2023 | |||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|||||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | |||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | ||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) | Ownership | |||||||||
| or Indirect | (Instr. 4) | |||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | V Amount | (D) | Price | 4) | ||||||
| UMH Properties, Inc. | 3/21/2023 | A | 958 (1) | A | \$14.36 | 7013.74 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially |
10. Ownership Form of Derivative |
11. Nature of Indirect Beneficial Ownership |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Owned Following Reported Transaction(s) (Instr. 4) |
Security: Direct (D) or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 10000 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
10000 | \$14.36 | 10000 | D |
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | |||||||
| BUTEWICZ AMY LYNN 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||
|---|---|---|---|---|---|---|---|
| PRUITT ANGELA D. |
UMH PROPERTIES, INC. [ UMH ] | X Director _____ 10% Owner |
|||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | _ Officer (give title below) ___ Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C |
3/21/2023 | ||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | ||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | ||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) | Ownership | |||||||||
| or Indirect | (Instr. 4) | |||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | V Amount | (D) | Price | 4) | ||||||
| UMH Properties, Inc. | 3/21/2023 | A | 958 (1) | A | \$14.36 | 4606.96 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. 3A. Deemed 4. Trans. 5. Number of Date Execution Code Derivative Securities Date, if any (Instr. 8) Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following |
10. Ownership Form of Derivative Security: Direct (D) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 10000 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
10000 | \$14.36 | 10000 | D |
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | |||||||
| PRUITT ANGELA D. 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
X |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
| ------------------ | ----------- |
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| Conway Kiernan (Last) (First) (Middle) |
UMH PROPERTIES, INC. [ UMH ] 3. Date of Earliest Transaction (MM/DD/YYYY) |
(Check all applicable) X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
||||
| JUNIPER BUSINESS PLAZA, 3499 |
3/21/2023 | |||||
| ROUTE 9 NORTH, SUITE 3C | ||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | |||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 3/21/2023 | A | 958 (1) | A | \$14.36 | 2963.15 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 10000 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
10000 | \$14.36 | 10000 | D |
(1) Stock award for Directors.
(2) This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,000 shares vesting on 3/21/2024 2,000 shares vesting on 3/21/2025 2,000 shares vesting on 3/21/2026 2,000 shares vesting on 3/21/2027 and 2,000 shares vesting on 3/21/2028.
| Reporting Owner Name / Address | Relationships | |||||
|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | ||||||
| Conway Kiernan JUNIPER BUSINESS PLAZA 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| FORM 4 |
|---|
| -------- |
| ☐ Check this box if no longer |
|---|
| subject to Section 16. Form 4 or |
| Form 5 obligations may |
| continue. See Instruction 1(b). |
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||
|---|---|---|---|---|---|
| Levy Stuart | UMH PROPERTIES, INC. [ UMH ] | ||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
|||
| 3499 ROUTE 9 NORTH, SUITE 3C |
3/21/2023 | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | ||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | ||||
|---|---|---|---|---|---|---|---|---|---|---|
| (Instr. 3) | Execution | (Instr. 8) | or Disposed of (D) | Following Reported Transaction(s) | Ownership | of Indirect | ||||
| Date, if any | (Instr. 3, 4 and 5) | (Instr. 3 and 4) | Form: | Beneficial | ||||||
| Direct (D) | Ownership | |||||||||
| or Indirect | (Instr. 4) | |||||||||
| (A) or | (I) (Instr. | |||||||||
| Code | V Amount | (D) | Price | 4) | ||||||
| UMH Properties, Inc. | 3/21/2023 | A | 958 (1) | A | \$14.36 | 12684.85 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following |
10. Ownership Form of Derivative Security: Direct (D) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 10000 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
10000 | \$14.36 | 10000 | D |
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | |||||||
| Levy Stuart 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
X |
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||
|---|---|---|---|---|---|---|---|
| HIRSCH MATTHEW I | UMH PROPERTIES, INC. [ UMH ] | ||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/21/2023 | ||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | ||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | 3/21/2023 | A | 958 (1) | A | \$14.36 | 41462.65 | D | |||
| UMH Properties, Inc. | 3921.71 | I | Held by Spouse |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 10000 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
10000 | \$14.36 | 10000 | D |
(1) Stock award for Directors.
(2) This stock option will vest over the next five years, 20% per year on each anniversary date as follows 2,000 shares vesting on 3/21/2024 2,000 shares vesting on 3/21/2025 2,000 shares vesting on 3/21/2026 2,000 shares vesting on 3/21/2027 and 2,000 shares vesting on 3/21/2028.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | |||||||
| HIRSCH MATTHEW I | |||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | ||||||
| FREEHOLD, NJ 07728 |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||
|---|---|---|---|---|---|---|
| LANDY MICHAEL P | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner Officer (give title below) __ Other (specify below) |
||||
| 3499 ROUTE 9 N STE 3-C | 3/21/2023 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | |||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||
|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. | 3/21/2023 | A | 958 (1) | A | \$14.36 | 271551.71 | D | ||
| UMH Properties, Inc. | 19833.49 | I | Held by Spouse | ||||||
| UMH Properties, Inc. | 56765.55 | I | Account is C/F Daughter Monica |
||||||
| UMH Properties, Inc. | 16459.46 | I | Account is C/F Son Aaron |
||||||
| UMH Properties, Inc. | 48000 | I | Co-Manager of EWLGrandchildren Fund LLC |
| 1. Title of Derivate Security (Instr. 3) |
2. 3. Trans. 3A. Deemed Conversion Date Execution or Exercise Date, if any Price of |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially |
10. Ownership Form of Derivative |
11. Nature of Indirect Beneficial Ownership |
||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Derivative Security |
Code | V | (Instr. 3, 4 and 5) (A) |
(D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Owned Following Reported Transaction(s) (Instr. 4) |
Security: Direct (D) or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 10000 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
10000 | \$14.36 | 10000 | D |
(1) Stock award for Directors.
(2) This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 2,000 shares vesting on 3/21/2024 2,000 shares vesting on 3/21/2025 2,000 shares vesting on 3/21/2026 2,000 shares vesting on 3/21/2027 and 2,000 shares vesting on 3/21/2028.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficerOther | |||||||
| LANDY MICHAEL P | |||||||
| 3499 ROUTE 9 N STE 3-C | X | ||||||
| FREEHOLD, NJ 07728 |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||
|---|---|---|---|---|---|---|
| Koster Craig | UMH PROPERTIES, INC. [ UMH ] | |||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | _ Director 10% Owner _X Officer (give title below) _____ Other (specify below) |
||||
| 3499 ROUTE 9 NORTH, SUITE 3C |
3/21/2023 | General Counsel | ||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | |||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 60346.61 | D | ||||||||
| UMH Properties, Inc. (Preferred D) | 337.002 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 75000 (1) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
75000 | \$14.36 | 75000 | D | |||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | |||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | |||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 3/25/2030 | UMH Properties, Inc. |
30000 | 30000 | D | |||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
20000 | 20000 | D | ||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
4500 | 4500 | D |
(1) This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 15,000 shares vesting on 3/21/2024; 15,000 shares vesting on 3/21/2025; 15,000 shares vesting on 3/21/2026; 15,000 shares vesting on 3/21/2027; and 15,000 shares vesting on 3/21/2028.
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | |||||||
| Koster Craig 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
General Counsel |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Taft Brett | UMH PROPERTIES, INC. [ UMH ] | |||||||||||||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | _____ Director | _____ 10% Owner | |||||||||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C |
3/21/2023 | X Officer (give title below) _____ Other (specify below) Chief Operating Officer |
||||||||||||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||||||||||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|||||||||||||||||
| (City) (State) |
(Zip) | Rule 10b5-1(c) Transaction Indication | ||||||||||||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. Ownership |
7. Nature | ||||||||||||
| (Instr. 3) | Execution Date, if any |
(Instr. 8) | or Disposed of (D) (Instr. 3, 4 and 5) |
Following Reported Transaction(s) (Instr. 3 and 4) |
Form: | of Indirect Beneficial |
||||||||||||
| Direct (D) or Indirect |
Ownership (Instr. 4) |
|||||||||||||||||
| Code | V | Amount | (A) or (D) |
Price | (I) (Instr. 4) |
|||||||||||||
| UMH Properties, Inc. | 66182.87 | D | ||||||||||||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
Derivative Security (Instr. 3 and 4) |
7. Title and Amount of 8. Price of Securities Underlying Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||
| Security | Code | V (A) |
(D) | Date | Exercisable | Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
||||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 75000 (1) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
75000 | \$14.36 | 75000 | D | ||||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 3/28/2032 | UMH Properties, Inc. |
39000 | 39000 | D | ||||||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 3/25/2030 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||||||
| UMH Properties, Inc. |
\$11.42 | 1/2/2020 | 1/2/2029 | UMH Properties, Inc. |
40000 | 40000 | D | |||||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
20000 | 20000 | D | |||||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
20000 | 20000 | D | |||||||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
20000 | 20000 | D |
(1) This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 15,000 shares vesting on 3/21/2024 15,000 shares vesting on 3/21/2025 15,000 shares vesting on 3/21/2026 15,000 shares vesting on 3/21/2027 and 15,000 shares vesting on 3/21/2028.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | |||||||
|---|---|---|---|---|---|---|---|---|---|
| LANDY DANIEL O. | UMH PROPERTIES, INC. [ UMH ] | (Check all applicable) | |||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | _ Director 10% Owner _X Officer (give title below) _____ Other (specify below) |
|||||||
| 3499 ROUTE 9 NORTH, SUITE 3C |
3/21/2023 | President of OZ Fund and EVP | |||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | ||||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan | |||||||||
| that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
||
|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 68604.53 | D | |||||||
| UMH Properties, Inc. | 43169.34 | I | The Landy 2022 Family Trust |
||||||
| UMH Properties, Inc. | 37903 | I | Juniper Plaza Associates, LTD. |
||||||
| UMH Properties, Inc. | 16220 | I | Samuel Landy Family LTD Partnership |
||||||
| UMH Properties, Inc. | 24670 | I | Windsor Industrial Park Associates, LTD. |
||||||
| UMH Properties, Inc. (Preferred D) | 900 | I | Windsor Industrial Park Associates, LTD. |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 75000 (1) | 3/21/2024 | 3/21/2033 | UMH Properties, Inc. |
75000 | \$14.36 | 75000 | D | ||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 | 3/28/2032 | UMH Properties, Inc. |
78100 | 78100 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 | 7/14/2031 | UMH Properties, Inc. |
100000 | 100000 | D | ||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 | 3/25/2030 | UMH Properties, Inc. |
80000 | 80000 | D | ||||||||
| UMH Properties, Inc. |
\$13.9 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
100000 | 100000 | D |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivate 2. Security Conversion (Instr. 3) or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$12.94 | 12/10/2019 12/10/2028 | UMH Properties, Inc. |
25000 | 25000 | D | |||||||||
| UMH Properties, Inc. |
\$15.75 | 7/9/2019 | 7/9/2028 | UMH Properties, Inc. |
10000 | 10000 | D | ||||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
1000 | 1000 | D |
(1) This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 15,000 shares vesting on 3/21/2024: 15,000 shares vesting on 3/21/2025: 15,000 shares vesting on 3/21/2026: 15,000 shares vesting on 3/21/2027: and 15,000 shares vesting on 3/21/2028.
| Reporting Owner Name / Address | Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | ||||||||
| LANDY DANIEL O. 3499 ROUTE 9 NORTH SUITE 3C FREEHOLD, NJ 07728 |
President of OZ Fund and EVP |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
| ------------------ | ----------- |
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| FORM 4 |
|---|
| -------- |
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||
|---|---|---|---|---|---|---|---|
| LANDY SAMUELA | UMH PROPERTIES, INC. [ UMH ] | X Director _____ 10% Owner |
|||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Officer (give title below) _____ Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/21/2023 | President and CEO | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | ||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 3/21/2023 | A | 54700 (1) | A | \$14.36 | 845658.14 | D | |||
| UMH Properties, Inc. | 10532.53 | I | Held by Spouse |
|||||||
| UMH Properties, Inc. | 44080.14 | I | Held with Spouse |
|||||||
| UMH Properties, Inc. | 43169.34 | I | The Landy 2022 Family Trust |
|||||||
| UMH Properties, Inc., | 48000 | I | Co-Manager of EWL Grandchildren Fund LLC |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 29500 (2) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
29500 | \$14.36 | 29500 | D | |||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | ||||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 1/19/2027 | UMH Properties, Inc. |
50000 | 50000 | D |
(1) Restricted Stock Issuance: Vesting Schedule: 20% each year upon the first anniversary of Grant Date.
(2) This stock option will vest over the next five years, 20% per year on each anniversary date as follows 5,900 shares vesting on 3/21/2024 5,900 shares vesting on 3/21/2025 5,900 shares vesting on 3/21/2026 5,900 shares vesting on 3/21/2027 and 5,900 shares vesting on 3/21/2028.
| Reporting Owner Name / Address | Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | ||||||||
| LANDY SAMUELA 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
X | President and CEO |
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CHEW | T | ||||||||||||||||||
| ANNA | UMH PROPERTIES, INC. [ UMH ] 3. Date of Earliest Transaction (MM/DD/YYYY) |
X Director _____ 10% Owner |
|||||||||||||||||
| (Last) | (First) | (Middle) | X Officer (give title below) _____ Other (specify below) |
||||||||||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/21/2023 | Chief Financial Officer | |||||||||||||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||||||||||||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
||||||||||||||||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | ||||||||||||||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan | |||||||||||||||||||
| that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1.Title of Security | 2. Trans. Date 2A. Deemed | 3. Trans. Code | 4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned | 6. | 7. Nature | |||||||||||||
| (Instr. 3) | Execution Date, if any |
(Instr. 8) | or Disposed of (D) (Instr. 3, 4 and 5) |
Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership Form: |
of Indirect Beneficial |
|||||||||||||
| Direct (D) | Ownership | ||||||||||||||||||
| (A) or | or Indirect (I) (Instr. |
(Instr. 4) | |||||||||||||||||
| Code | V | Amount | (D) | Price | 4) | ||||||||||||||
| UMH Properties, Inc. | 3/21/2023 | A | 43800 (1) | A | \$14.36 | 795786.35 | D | ||||||||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||
| 1. Title of Derivate | 2. | 3. Trans. | 3A. Deemed | 4. Trans. | 5. Number of | 6. Date Exercisable | 7. Title and Amount of | 8. Price of | 9. Number of | 10. | 11. Nature | ||||||||
| Security | Conversion | Date | Execution | Code | Derivative Securities | and Expiration Date | Securities Underlying | Derivative | derivative | Ownership | of Indirect | ||||||||
| (Instr. 3) | or Exercise Price of |
Date, if any | (Instr. 8) | Acquired (A) or Disposed of (D) |
Derivative Security (Instr. 3 and 4) |
Security (Instr. 5) |
Securities Beneficially |
Form of Derivative |
Beneficial Ownership |
||||||||||
| Derivative Security |
(Instr. 3, 4 and 5) | Owned Following |
Security: Direct (D) |
(Instr. 4) | |||||||||||||||
| Date | Expiration | Amount or | Reported | or Indirect | |||||||||||||||
| Code | V (A) |
(D) | Exercisable | Date | Title | Number of Shares |
Transaction(s) (Instr. 4) |
(I) (Instr. 4) |
|||||||||||
| UMH | |||||||||||||||||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 75000 (2) | 3/21/2024 3/21/2033 | Properties, | 75000 | \$14.36 | 75000 | D | |||||||||
| Inc. UMH |
|||||||||||||||||||
| UMH Properties, Inc. |
\$23.81 | 3/28/2023 3/28/2032 | Properties, | 39000 | 39000 | D | |||||||||||||
| Inc. | |||||||||||||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, |
50000 | 50000 | D | |||||||||||||
| Inc. | |||||||||||||||||||
| UMH Properties, | \$9.7 | 3/25/2021 3/25/2030 | UMH Properties, |
30000 | 30000 | D | |||||||||||||
| Inc. | Inc. | ||||||||||||||||||
| UMH Properties, | \$13.9 | 4/2/2020 | 4/2/2029 | UMH Properties, |
50000 | 50000 | D | ||||||||||||
| Inc. | Inc. | ||||||||||||||||||
| UMH Properties, | UMH | ||||||||||||||||||
| Inc. | \$15.04 | 4/4/2018 | 4/4/2027 | Properties, Inc. |
50000 | 50000 | D | ||||||||||||
| UMH Properties, | UMH | ||||||||||||||||||
| Inc. | \$14.25 | 1/19/2018 1/19/2027 | Properties, Inc. |
10000 | 10000 | D |
(1) Restricted Stock Issuance: Vesting Schedule: 20% each year upon the first anniversary of Grant Date.
(2) This stock option will vest over the next five years, 20% per year on each anniversary date as follows: 15,000 shares vesting on 3/21/2024 15,000 shares vesting on 3/21/2025 15,000 shares vesting on 3/21/2026 15,000 shares vesting on 3/21/2027 and 15,000 shares vesting on 3/21/2028.
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other |
X Chief Financial Officer
| /s/ Nelli Madden | 3/23/2023 |
|---|---|
| **Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||
|---|---|---|---|---|---|---|---|---|
| LANDY EUGENE W | UMH PROPERTIES, INC. [ UMH ] | |||||||
| (Last) (First) (Middle) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director _ 10% Owner X__ Officer (give title below) _____ Other (specify below) |
||||||
| 3499 RT. 9 NORTH, SUITE 3-C |
3/21/2023 | Chairman of the Board | ||||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | ||||||
| FREEHOLD, NJ 07728 |
_X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|||||||
| (City) (State) (Zip) |
Rule 10b5-1(c) Transaction Indication | |||||||
| ☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
| 1.Title of Security (Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
|
|---|---|---|---|---|---|---|---|---|---|
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||
| UMH Properties, Inc. | 904146.044 | D | |||||||
| UMH Properties, Inc. | 112849 | I | The Sheltered Family Trust |
||||||
| UMH Properties, Inc. | 122880 | I | Eugene W. and Gloria Landy Family Foundation |
||||||
| UMH Properties, Inc. | 172607.725 | I | Landy Investments |
||||||
| UMH Properties, Inc. | 33561.288 | I | Landy & Landy Employees' Pension Plan |
||||||
| UMH Properties, Inc. | 42912.51 | I | Landy & Landy Employees' Profit Sharing Plan |
| 1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2023 | A | 75000 (1) | 3/21/2024 3/21/2033 | UMH Properties, Inc. |
75000 | \$14.36 | 75000 | D | |||||
| UMH Properties, Inc. |
\$18.52 | 9/9/2023 | 9/9/2032 | UMH Properties, Inc. |
100000 | 100000 | D | ||||||||
| UMH Properties, Inc. |
\$22.57 | 7/14/2022 7/14/2031 | UMH Properties, Inc. |
100000 (2) | 100000 | D | |||||||||
| UMH Properties, Inc. |
\$9.7 | 3/25/2021 3/25/2030 | UMH Properties, Inc. |
100000 | 100000 | D |
| 1. Title of Derivate Security (Instr. 3) |
2. 3. Trans. 3A. Deemed 4. Trans. 5. Number of Conversion Date Execution Code Derivative Securities or Exercise Date, if any (Instr. 8) Acquired (A) or Price of Disposed of (D) Derivative (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
||||
| UMH Properties, Inc. |
\$13.9 | 4/2/2020 | 4/2/2029 | UMH Properties, Inc. |
100000 | 100000 | D | |||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
100000 | 100000 | D | |||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
100000 | 100000 | D | |||||||
| UMH Properties, Inc. |
\$9.77 | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
100000 | 100000 | D |
| Reporting Owner Name / Address | Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Director10% OwnerOfficer | Other | ||||||||
| LANDY EUGENE W 3499 RT. 9 NORTH SUITE 3-C FREEHOLD, NJ 07728 |
X | Chairman of the Board |
| /s/ Eugene W. Landy | 3/23/2023 |
|---|---|
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.