Director's Dealing • Apr 19, 2023
Director's Dealing
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Washington, D.C. 20549
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Estimated average burden | |
| hours per response: | 0.5 |
| 1. Name and Address of Reporting Person* PRUITT ANGELA D. |
2. Issuer Name and Ticker or Trading Symbol UMH Properties, inc. [ UMH ] |
X | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director |
10% Owner Other (specify below) |
||
|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 04/17/2023 |
Officer (give title below) | ||
| 3499 ROUTE 9 NORTH SUITE 3C |
4. If Amendment, Date of Original Filed (Month/Day/Year) | X | 6. Individual or Joint/Group Filing (Check Applicable Line) Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||
| (Street) FREEHOLD |
NJ | 07728 | ||||
| (City) | (State) | (Zip) |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
2A. Deemed 3. Transaction Execution Date, Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect |
|||||
| (Month/Day/Year) | if any (Month/Day/Year) |
Code | V | Amount | (A) or (D) | Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(I) (Instr. 4) | Beneficial Ownership (Instr. 4) |
||
| UMH Properties, Inc. | 04/17/2023 | P | 70.80(1) | A | \$14.125 | 4,730.25 | D |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form: Direct (D) or Indirect (I) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | \$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. | 10,000 | 10,000 | D |
Nelli Madden 04/18/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | ||||||
|---|---|---|---|---|---|---|
| OMB Number: | 3235-0287 | |||||
| Estimated average burden | ||||||
| hours per response: | 0.5 |
| 1. Name and Address of Reporting Person* Mitchell William Edward |
2. Issuer Name and Ticker or Trading Symbol UMH Properties, inc. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||
|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 04/17/2023 |
X Director 10% Owner Officer (give title below) Other (specify below) |
| 3499 ROUTE 9 NORTH, SUITE 3C (Street) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||
| FREEHOLD | NJ | 07728 | ||
| (City) | (State) | (Zip) |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect |
|||||
| (Month/Day/Year) | Code | V | Amount | (A) or (D) | Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(I) (Instr. 4) | Beneficial Ownership (Instr. 4) |
||||
| UMH Properties, Inc. | 04/17/2023 | P | 70.80(1) | A | \$14.125 | 14,228.41 | D |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form: Direct (D) or Indirect (I) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | \$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. | 10,000 | 10,000 | D |
Nelli Madden 04/18/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Estimated average burden | |
| hours per response: | 0.5 |
| 1. Name and Address of Reporting Person* LANDY DANIEL O. (Last) (First) (Middle) 3499 ROUTE 9 NORTH |
2. Issuer Name and Ticker or Trading Symbol UMH Properties, inc. [ UMH ] 3. Date of Earliest Transaction (Month/Day/Year) 04/17/2023 |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) EVP and President of OZ Fund |
|||||
|---|---|---|---|---|---|---|---|
| SUITE 3C (Street) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||||
| FREEHOLD | NJ | 07728 | |||||
| (City) | (State) | (Zip) |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
2A. Deemed Execution Date, |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect |
||||
| (Month/Day/Year) | if any (Month/Day/Year) |
Code | V | Amount | (A) or (D) | Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(I) (Instr. 4) | Beneficial Ownership (Instr. 4) |
||
| UMH Properties, Inc. | 04/17/2023 | P | 70.80(1) | A | \$14.125 | 68,940.03(1) | D | ||||
| UMH Properties, Inc. | 43,790.37 | I | The Landy 2022 Family Trust |
||||||||
| UMH Properties, Inc. | 37,903 | I | Juniper Plaza Associates, LTD. |
||||||||
| UMH Properties, Inc. | 16,220 | I | Samuel Landy Family LTD Partnership |
||||||||
| UMH Properties, Inc. | 24,670 | I | Windsor Industrial Park Associates, LTD. |
||||||||
| UMH Properties, Inc. (Preferred D) | 900 | I | Windsor Industrial Park |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect |
|||||
| (Month/Day/Year) | Code | V | Amount | (A) or (D) | Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(I) (Instr. 4) | Beneficial Ownership (Instr. 4) |
||||
| Associates, LTD. |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Transaction 3A. Deemed 4. Transaction Date Execution Date, Code (Instr. 8) (Month/Day/Year) if any (Month/Day/Year) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form: Direct (D) or Indirect (I) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | \$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. | 75,000 | 75,000 | D | |||||||||
| UMH Properties, Inc. | \$23.81 | 02/08/2023 03/28/2032 | UMH Properties, Inc. | 78,100 | 78,100 | D | |||||||||
| UMH Properties, Inc. | \$22.57 | 07/14/2022 07/14/2031 | UMH Properties, Inc. | 100,000 | 100,000 | D | |||||||||
| UMH Properties, Inc. | \$9.70 | 03/25/2021 03/25/2030 | UMH Properties, Inc. | 80,000 | 80,000 | D | |||||||||
| UMH Properties, Inc. | \$13.90 | 04/02/2020 04/02/2029 | UMH Properties, Inc. | 100,000 | 100,000 | D | |||||||||
| UMH Properties, Inc. | \$12.94 | 12/10/2019 12/10/2028 | UMH Properties, Inc. | 25,000 | 25,000 | D | |||||||||
| UMH Properties, Inc. | \$15.75 | 07/09/2019 07/09/2028 | UMH Properties, Inc. | 10,000 | 10,000 | D | |||||||||
| UMH Properties, Inc. | \$13.09 | 04/02/0019 04/02/2028 | UMH Properties, Inc. | 1,000 | 1,000 | D |
NELLI MADDEN 04/18/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Estimated average burden | |
| hours per response: | 0.5 |
| 1. Name and Address of Reporting Person* Carus Jeffrey A |
2. Issuer Name and Ticker or Trading Symbol UMH Properties, inc. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
||
|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 04/17/2023 |
Officer (give title below) Other (specify below) |
| 3499 ROUTE 9 NORTH, SUITE 3C (Street) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||
| FREEHOLD | NJ | 07728 | ||
| (City) | (State) | (Zip) |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect |
||||
| (Month/Day/Year) | Code | V | Amount | (A) or (D) | Price | Following Reported Transaction(s) (Instr. 3 and 4) |
(I) (Instr. 4) | Beneficial Ownership (Instr. 4) |
|||
| UMH Properties, Inc. | 17,134.48 | D | |||||||||
| UMH Properties, Inc. | 04/17/2023 | P | 35.40(1) | A | \$14.125 | 290.30 | I | Custodial account for Son, Daniel |
|||
| UMH Properties, Inc. | 04/17/2023 | P | 35.40(2) | A | \$14.125 | 290.30 | I | Custodial account for Son, Ethan |
|||
| UMH Properties, Inc. (Preferred D) | 500 | D |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction 5. Number of 6. Date Exercisable and 7. Title and Amount of Securities Code (Instr. 8) Derivative Securities Expiration Date Underlying Derivative Security (Instr. 3 Acquired (A) or (Month/Day/Year) and 4) Disposed of (D) (Instr. 3, 4 and 5) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form: Direct (D) or Indirect (I) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | \$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. | 10,000 | 10,000 | D |
Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.
Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Estimated average burden | |
| hours per response: | 0.5 |
| 1. Name and Address of Reporting Person* LANDY SAMUEL A |
2. Issuer Name and Ticker or Trading Symbol UMH Properties, inc. [ UMH ] |
X | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director |
10% Owner Other (specify below) |
||||
|---|---|---|---|---|---|---|---|---|
| (Last) 3499 ROUTE 9 NORTH |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 04/17/2023 |
X | Officer (give title below) President and CEO |
|||
| STE 3C (Street) |
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||||||
| FREEDHOLD | NJ | 07728 | ||||||
| (City) | (State) | (Zip) |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or |
7. Nature of Indirect |
|||||
| Code | V | Amount | (A) or (D) | Price | Following Reported Transaction(s) (Instr. 3 and 4) |
Indirect (I) (Instr. 4) | Beneficial Ownership (Instr. 4) |
|||||
| UMH Properties, Inc. | 04/17/2023 | P | 70.80(1) | A | \$14.125 | 849,847.45 | D | |||||
| UMH Properties, Inc. | 04/17/2023 | P | 70.80(2) | A | \$14.125 | 10,607.72 | I | Held by Spouse |
||||
| UMH Properties, Inc. | 44,097.48 | I | Held with Spouse |
|||||||||
| UMH Properties, Inc. | 43,790.37 | I | The Landy 2022 Family Trust |
|||||||||
| UMH Properties, Inc., | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form: Direct (D) or Indirect (I) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Security | Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
(Instr. 4) | |||||
| UMH Properties, Inc. | \$14.36 | 03/21/2024 03/21/2033 | UMH Properties, Inc. | 29,500 | 29,500 | D | |||||||||
| UMH Properties, Inc. | \$13.09 | 04/02/2019 04/02/2028 | UMH Properties, Inc. | 50,000 | 50,000 | D | |||||||||
| UMH Properties, Inc. | \$15.04 | 04/04/2018 04/04/2027 | UMH Properties, Inc. | 50,000 | 50,000 | D | |||||||||
| UMH Properties, Inc. | \$14.25 | 01/19/2018 01/19/2027 | UMH Properties, Inc. | 50,000 | 50,000 | D |
Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.
Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.
Nelli Madden 04/18/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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