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Umh

Director's Dealing Apr 19, 2023

7099_rns_2023-04-19_c438d48e-7001-431f-80eb-df901765e334.pdf

Director's Dealing

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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
PRUITT ANGELA D.
2. Issuer Name and Ticker or Trading Symbol
UMH Properties, inc. [ UMH ]
X 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
Other (specify below)
(Last) (First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year)
04/17/2023
Officer (give title below)
3499 ROUTE 9 NORTH
SUITE 3C
4. If Amendment, Date of Original Filed (Month/Day/Year) X 6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
Form filed by More than One Reporting Person
(Street)
FREEHOLD
NJ 07728
(City) (State) (Zip)

Rule 10b5-1(c) Transaction Indication

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
2A. Deemed
3. Transaction
Execution Date,
Code (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
6. Ownership Form:
Direct (D) or Indirect
7. Nature of
Indirect
(Month/Day/Year) if any
(Month/Day/Year)
Code V Amount (A) or (D) Price Following Reported
Transaction(s) (Instr. 3
and 4)
(I) (Instr. 4) Beneficial
Ownership
(Instr. 4)
UMH Properties, Inc. 04/17/2023 P 70.80(1) A \$14.125 4,730.25 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4. Transaction
Code (Instr. 8)
5. Number of
Derivative Securities
Acquired (A) or
Disposed of (D) (Instr.
3, 4 and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of Securities
Underlying Derivative Security (Instr. 3
and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form: Direct
(D) or
Indirect (I)
11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
(Instr. 4)
UMH Properties, Inc. \$14.36 03/21/2024 03/21/2033 UMH Properties, Inc. 10,000 10,000 D
  1. Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.

Nelli Madden 04/18/2023

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Mitchell William Edward
2. Issuer Name and Ticker or Trading Symbol
UMH Properties, inc. [ UMH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
(Last) (First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year)
04/17/2023
X
Director
10% Owner
Officer (give title below)
Other (specify below)
3499 ROUTE 9 NORTH, SUITE 3C
(Street)
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
FREEHOLD NJ 07728
(City) (State) (Zip)

Rule 10b5-1(c) Transaction Indication

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3. Transaction
Code (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
6. Ownership Form:
Direct (D) or Indirect
7. Nature of
Indirect
(Month/Day/Year) Code V Amount (A) or (D) Price Following Reported
Transaction(s) (Instr. 3
and 4)
(I) (Instr. 4) Beneficial
Ownership
(Instr. 4)
UMH Properties, Inc. 04/17/2023 P 70.80(1) A \$14.125 14,228.41 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4. Transaction
Code (Instr. 8)
5. Number of
Derivative Securities
Acquired (A) or
Disposed of (D) (Instr.
3, 4 and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of Securities
Underlying Derivative Security (Instr. 3
and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form: Direct
(D) or
Indirect (I)
11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
(Instr. 4)
UMH Properties, Inc. \$14.36 03/21/2024 03/21/2033 UMH Properties, Inc. 10,000 10,000 D
  1. Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.

Nelli Madden 04/18/2023

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
LANDY DANIEL O.
(Last)
(First)
(Middle)
3499 ROUTE 9 NORTH
2. Issuer Name and Ticker or Trading Symbol
UMH Properties, inc. [ UMH ]
3. Date of Earliest Transaction (Month/Day/Year)
04/17/2023
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title below)
Other (specify below)
EVP and President of OZ Fund
SUITE 3C
(Street)
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
FREEHOLD NJ 07728
(City) (State) (Zip)

Rule 10b5-1(c) Transaction Indication

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
2A. Deemed
Execution Date,
3. Transaction
Code (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
6. Ownership Form:
Direct (D) or Indirect
7. Nature of
Indirect
(Month/Day/Year) if any
(Month/Day/Year)
Code V Amount (A) or (D) Price Following Reported
Transaction(s) (Instr. 3
and 4)
(I) (Instr. 4) Beneficial
Ownership
(Instr. 4)
UMH Properties, Inc. 04/17/2023 P 70.80(1) A \$14.125 68,940.03(1) D
UMH Properties, Inc. 43,790.37 I The Landy
2022 Family
Trust
UMH Properties, Inc. 37,903 I Juniper Plaza
Associates,
LTD.
UMH Properties, Inc. 16,220 I Samuel
Landy Family
LTD
Partnership
UMH Properties, Inc. 24,670 I Windsor
Industrial
Park
Associates,
LTD.
UMH Properties, Inc. (Preferred D) 900 I Windsor
Industrial
Park
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3. Transaction
Code (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
6. Ownership Form:
Direct (D) or Indirect
7. Nature of
Indirect
(Month/Day/Year) Code V Amount (A) or (D) Price Following Reported
Transaction(s) (Instr. 3
and 4)
(I) (Instr. 4) Beneficial
Ownership
(Instr. 4)
Associates,
LTD.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Transaction
3A. Deemed
4. Transaction
Date
Execution Date,
Code (Instr. 8)
(Month/Day/Year)
if any
(Month/Day/Year)
5. Number of
Derivative Securities
Acquired (A) or
Disposed of (D) (Instr.
3, 4 and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of Securities
Underlying Derivative Security (Instr. 3
and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form: Direct
(D) or
Indirect (I)
11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
(Instr. 4)
UMH Properties, Inc. \$14.36 03/21/2024 03/21/2033 UMH Properties, Inc. 75,000 75,000 D
UMH Properties, Inc. \$23.81 02/08/2023 03/28/2032 UMH Properties, Inc. 78,100 78,100 D
UMH Properties, Inc. \$22.57 07/14/2022 07/14/2031 UMH Properties, Inc. 100,000 100,000 D
UMH Properties, Inc. \$9.70 03/25/2021 03/25/2030 UMH Properties, Inc. 80,000 80,000 D
UMH Properties, Inc. \$13.90 04/02/2020 04/02/2029 UMH Properties, Inc. 100,000 100,000 D
UMH Properties, Inc. \$12.94 12/10/2019 12/10/2028 UMH Properties, Inc. 25,000 25,000 D
UMH Properties, Inc. \$15.75 07/09/2019 07/09/2028 UMH Properties, Inc. 10,000 10,000 D
UMH Properties, Inc. \$13.09 04/02/0019 04/02/2028 UMH Properties, Inc. 1,000 1,000 D
  1. Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.

NELLI MADDEN 04/18/2023

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Carus Jeffrey A
2. Issuer Name and Ticker or Trading Symbol
UMH Properties, inc. [ UMH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X
Director
10% Owner
(Last) (First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year)
04/17/2023
Officer (give title below)
Other (specify below)
3499 ROUTE 9 NORTH, SUITE 3C
(Street)
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
FREEHOLD NJ 07728
(City) (State) (Zip)

Rule 10b5-1(c) Transaction Indication

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3. Transaction
Code (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
6. Ownership Form:
Direct (D) or Indirect
7. Nature of
Indirect
(Month/Day/Year) Code V Amount (A) or (D) Price Following Reported
Transaction(s) (Instr. 3
and 4)
(I) (Instr. 4) Beneficial
Ownership
(Instr. 4)
UMH Properties, Inc. 17,134.48 D
UMH Properties, Inc. 04/17/2023 P 35.40(1) A \$14.125 290.30 I Custodial
account for
Son, Daniel
UMH Properties, Inc. 04/17/2023 P 35.40(2) A \$14.125 290.30 I Custodial
account for
Son, Ethan
UMH Properties, Inc. (Preferred D) 500 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4. Transaction
5. Number of
6. Date Exercisable and
7. Title and Amount of Securities
Code (Instr. 8)
Derivative Securities
Expiration Date
Underlying Derivative Security (Instr. 3
Acquired (A) or
(Month/Day/Year)
and 4)
Disposed of (D) (Instr.
3, 4 and 5)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form: Direct
(D) or
Indirect (I)
11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
(Instr. 4)
UMH Properties, Inc. \$14.36 03/21/2024 03/21/2033 UMH Properties, Inc. 10,000 10,000 D
  1. Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.

  2. Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.

Nelli Madden 04/18/2023

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
LANDY SAMUEL A
2. Issuer Name and Ticker or Trading Symbol
UMH Properties, inc. [ UMH ]
X 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
Other (specify below)
(Last)
3499 ROUTE 9 NORTH
(First) (Middle) 3. Date of Earliest Transaction (Month/Day/Year)
04/17/2023
X Officer (give title below)
President and CEO
STE 3C
(Street)
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
FREEDHOLD NJ 07728
(City) (State) (Zip)

Rule 10b5-1(c) Transaction Indication

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3. Transaction
Code (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
6. Ownership Form:
Direct (D) or
7. Nature of
Indirect
Code V Amount (A) or (D) Price Following Reported
Transaction(s) (Instr. 3
and 4)
Indirect (I) (Instr. 4) Beneficial
Ownership
(Instr. 4)
UMH Properties, Inc. 04/17/2023 P 70.80(1) A \$14.125 849,847.45 D
UMH Properties, Inc. 04/17/2023 P 70.80(2) A \$14.125 10,607.72 I Held by
Spouse
UMH Properties, Inc. 44,097.48 I Held with
Spouse
UMH Properties, Inc. 43,790.37 I The Landy
2022 Family
Trust
UMH Properties, Inc., 48,000 I Co-Manager
of EWL
Grandchildren
Fund LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4. Transaction
Code (Instr. 8)
5. Number of
Derivative Securities
Acquired (A) or
Disposed of (D) (Instr.
3, 4 and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount of Securities
Underlying Derivative Security (Instr. 3
and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number of
derivative
Securities
Beneficially
Owned
10.
Ownership
Form: Direct
(D) or
Indirect (I)
11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Security Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount or
Number of
Shares
Following
Reported
Transaction(s)
(Instr. 4)
(Instr. 4)
UMH Properties, Inc. \$14.36 03/21/2024 03/21/2033 UMH Properties, Inc. 29,500 29,500 D
UMH Properties, Inc. \$13.09 04/02/2019 04/02/2028 UMH Properties, Inc. 50,000 50,000 D
UMH Properties, Inc. \$15.04 04/04/2018 04/04/2027 UMH Properties, Inc. 50,000 50,000 D
UMH Properties, Inc. \$14.25 01/19/2018 01/19/2027 UMH Properties, Inc. 50,000 50,000 D
  1. Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.

  2. Purchase of shares through the Dividend Reinvestment and Stock Purchase Plan on 4/17/2023.

Nelli Madden 04/18/2023

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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