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Umh — Director's Dealing 2023
Jun 18, 2023
7099_rns_2023-06-18_a44132c2-ea2c-4261-b6b5-09a38ef84869.pdf
Director's Dealing
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Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
| Section 16. Form 4 or Form 5 |
|---|
| obligations may continue. See |
| Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* BUTEWICZ AMY LYNN |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| X Director |
10% Owner | |||||||||||||||||||
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
below) | Officer (give title | Other (specify below) |
||||||||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||||||||||||||
| (Street) | X | Form filed by One Reporting Person | ||||||||||||||||||
| FREEHOLD | NJ | 07728 | Person | Form filed by More than One Reporting | ||||||||||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
||||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 2. Transaction 1. Title of Security (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 5) 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially |
Owned Following | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported | Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 7,949.86 | D | |||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 8) |
5. Transaction Number Code (Instr. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
Expiration Date (Month/Day/Year) |
6. Date Exercisable and | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||
| Code | V | (A) | (D) | Date | Exercisable | Date | Expiration | Title | Amount or Number of Shares |
|||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
- Stock award for Directors.
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* PRUITT ANGELA D. |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director |
10% Owner | ||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
below) | Officer (give title | Other (specify below) |
|||||||||||||||
| 3499 ROUTE 9 NORTH SUITE 3C |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
|||||||||||||||||||
| (Street) FREEHOLD |
NJ | 07728 | Person | Form filed by More than One Reporting | |||||||||||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||
| 2. Transaction 1. Title of Security (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. 8) |
Transaction Code (Instr. 5) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially |
Owned Following | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
|||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 5,579.25 | D | ||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 8) |
5. Transaction Number Code (Instr. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
of Securities Underlying (Instr. 3 and 4) |
7. Title and Amount Derivative Security |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
| Code | V | (A) | (D) | Date | Exercisable | Date | Expiration | or of Title |
Amount Number Shares |
||||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
- Stock award for Directors.
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Carus Jeffrey A |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
X | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director |
10% Owner | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
Officer (give title below) |
Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||
| (Street) | X | Form filed by One Reporting Person | |||||||||
| FREEHOLD | NJ | 07728 | Form filed by More than One Reporting Person |
||||||||
| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication | ||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
|||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
|||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 17,983.48 | D | |||
| UMH Properties, Inc. | 290.3 | I | Custodial account for Son, Daniel |
|||||||
| UMH Properties, Inc. | 290.3 I |
Custodial account for Son, Ethan |
||||||||
| UMH Properties, Inc. (Preferred D) | 500 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Amount or Number of Title Shares |
|||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
- Stock award for Directors.
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Conway Kiernan |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
below) | Officer (give title | Other (specify below) |
||||||||||||||||||
| 3499 RT. 9 NORTH SUITE 3C |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||||||||||||||||||
| (Street) FREEHOLD |
NJ | 07728 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||||||||||||||||||||
| (City) | Rule 10b5-1(c) Transaction Indication Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to |
|||||||||||||||||||||||
| (State) (Zip) satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||||||||||||||||
| 2. Transaction 1. Title of Security (Instr. 3) Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 5) 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
Securities Beneficially |
5. Amount of Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported | Transaction(s) (Instr. 3 and 4) |
||||||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 1,341 | D | |||||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
4. 8) |
5. Transaction Number Code (Instr. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
Underlying | of Securities (Instr. 3 and 4) |
7. Title and Amount Derivative Security |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||||
| Date Code V (A) (D) Exercisable Date |
Expiration | Title | Amount or Number of Shares |
|||||||||||||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
- Stock award for Directors.
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
| obligations may continue. See | |
|---|---|
| Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5 Section 16. Form 4 or Form 5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* QUIGLEY KENNETH K JR (Last) (First) (Middle) |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] 3. Date of Earliest Transaction (Month/Day/Year) 06/14/2023 |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director below) |
Officer (give title | 10% Owner Other (specify below) |
|||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
|||||||||||||||||||
| (City) | (State) | Form filed by More than One Reporting Person Rule 10b5-1(c) Transaction Indication |
|||||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||||||||||||
| 1. Title of Security (Instr. 3) | Date | 2. Transaction | 2A. Deemed Execution Date, (Month/Day/Year) if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||||
| UMH Properties, Inc. | 06/14/2023 | Code A |
V | (A) or Amount (D) 849(1) A |
Price \$16.2 |
Transaction(s) (Instr. 3 and 4) 24,692.02 |
D | ||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. 8) |
Transaction Code (Instr. |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
| Code | V | (A) | (D) | Date | Exercisable | Date | Expiration | Title | Amount or Number of Shares |
||||||||||||
| UMH Properties,Inc. Explanation of Responses: |
\$14.36 | 03/21/2024 03/21/2033 | UMH | Properties,Inc. 10,000 | 10,000 | D |
- Stock award for Directors.
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* HIRSCH MATTHEW I |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
(Check all applicable) X Director |
5. Relationship of Reporting Person(s) to Issuer 10% Owner |
|||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 06/14/2023 | 3. Date of Earliest Transaction (Month/Day/Year) | below) | Officer (give title | Other (specify below) |
|||||||||||||
| STE 3C | 3499 ROUTE 9 NORTH | 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person |
||||||||||||||||||
| (Street) FREEDHOLD |
NJ | 07728 | Person | Form filed by More than One Reporting | ||||||||||||||||
| Rule 10b5-1(c) Transaction Indication | ||||||||||||||||||||
| (City) (State) (Zip) Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
||||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 1. Title of Security (Instr. 3) 2. Transaction Date |
(Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
Securities | 5. Amount of Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
||||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 42,883.85 | D | |||||||||||||
| UMH Properties, Inc. | 3,978.13 | I | Held by Spouse |
|||||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
Transaction Code (Instr. |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||
| Code | V | (A) | (D) | Date | Exercisable | Date | Expiration | Title | Amount or Number of Shares |
|||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | Properties, Inc. |
UMH | 10,000 | 10,000 | D |
Explanation of Responses:
- Stock award for Directors.
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
| Section 16. Form 4 or Form 5 |
|---|
| obligations may continue. See |
| Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| LANDY MICHAEL P | 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol | UMH PROPERTIES, INC. [ UMH ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 06/14/2023 | 3. Date of Earliest Transaction (Month/Day/Year) | Officer (give title below) |
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| 3499 ROUTE 9 N STE 3-C | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | Other (specify below) 6. Individual or Joint/Group Filing (Check Applicable 6. Ownership Indirect (D) or Indirect Beneficial 4) D Held by I Spouse Account is I Monica Account is I C/F Son |
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| (Street) FREEHOLD |
NJ 07728 |
X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) | Rule 10b5-1(c) Transaction Indication | satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to | |||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
Form: Direct (I) (Instr. 4) |
7. Nature of Ownership (Instr. |
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| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
|||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 273,646.53 | ||||||||||||||
| UMH Properties, Inc. | 20,104.43 | |||||||||||||||||||
| UMH Properties, Inc. | 57,582.18 | C/F Daughter | ||||||||||||||||||
| UMH Properties, Inc. | 16,696.25 | Aaron | ||||||||||||||||||
| UMH Properties, Inc. | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
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| (e.g., puts, calls, warrants, options, convertible securities) | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed 4. Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) 8) Derivative |
Transaction Code (Instr. |
5. Number of Derivative Securities |
Expiration Date (Month/Day/Year) |
6. Date Exercisable and | of Securities Underlying (Instr. 3 and 4) |
7. Title and Amount Derivative Security |
8. Price of Derivative Security (Instr. 5) |
Owned | 9. Number of derivative Securities Beneficially |
10. Ownership Form: Direct (D) or Indirect |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Derivative Security |
Acquired (A) or of (D) and 5) |
Securities Disposed (Instr. 3, 4 |
(Instr. 3 and 4) | Owned Following Reported Transaction(s) (Instr. 4) |
or Indirect (I) (Instr. 4) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
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| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
- Stock award for Directors.
| alli Maddon | |||
|---|---|---|---|
** Signature of Reporting Person Date
Nelli Madden 06/15/2023
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5 Section 16. Form 4 or Form 5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Levy Stuart |
2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) UMH PROPERTIES, INC. [ UMH ] X Director 10% Owner |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) Officer (give title Other (specify 06/14/2023 below) below) |
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| 3499 ROUTE 9 NORTH SUITE 3C |
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) |
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| (Street) | X Form filed by One Reporting Person Form filed by More than One Reporting |
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| FREEHOLD | Person Rule 10b5-1(c) Transaction Indication |
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| (City) | Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
(Month/Day/Year) | if any | 2A. Deemed | Execution Date, (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
5) | 4. Securities Acquired (A) or 5. Amount of Disposed Of (D) (Instr. 3, 4 and Securities Beneficially Owned Following (I) (Instr. 4) Reported |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect Beneficial Ownership |
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| (A) or Transaction(s) Code V Amount Price (D) (Instr. 3 and 4) |
(Instr. 4) | ||||||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 13,702.55 | D | ||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
4. 8) |
5. Transaction Number Code (Instr. of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
|||||||||||||
| UMH Properties,Inc. |
\$14.36 | 03/21/2024 03/21/2023 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
- Stock award for Directors.
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Mitchell William Edward |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) | (First) | 06/14/2023 | 3. Date of Earliest Transaction (Month/Day/Year) | X Director below) |
Officer (give title | 10% Owner Other (specify below) |
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| 3499 ROUTE 9 NORTH, SUITE 3C | 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) |
||||||||||||||||||||
| (Street) | X Form filed by One Reporting Person Form filed by More than One Reporting |
||||||||||||||||||||
| FREEHOLD NJ 07728 |
Person Rule 10b5-1(c) Transaction Indication |
||||||||||||||||||||
| (City) | (State) | (Zip) | satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to | |||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||
| 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) |
2A. Deemed 3. Execution Date, Transaction if any Code (Instr. 5) (Month/Day/Year) 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership |
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| Code | V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | |||||||||||||||
| UMH Properties, Inc. | 06/14/2023 | A | 849(1) | A | \$16.2 | 15,077.41 | D | ||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) Underlying |
7. Title and Amount of Securities Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||||||
| Code | (A) | (D) | Date | Exercisable | Date | Expiration | Title | Amount or Number of Shares |
|||||||||||||
| UMH Properties, Inc. |
\$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. |
10,000 | 10,000 | D |
Explanation of Responses:
- Stock award for Directors.
Nelli Madden 06/15/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.