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Umh — Director's Dealing 2023
Jul 11, 2023
7099_rns_2023-07-11_3a45daf6-1bdd-4667-9ad0-e3da05f8c421.pdf
Director's Dealing
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FORM 4
□ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||
|---|---|---|---|---|---|---|---|
| LANDY SAMUEL A | UMH PROPERTIES, INC. UMH | ||||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner X Officer (give title below) Other (specify below) |
|||||
| 3499 ROUTE 9 NORTH, STE 3C | 7/6/2023 | President and CEO | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) | |||||
| FREEHOLD, NJ 07728 | X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||||||
| (City) (Zip) (State) |
Rule 10b5-1(c) Transaction Indication | ||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan (that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
0 Ownership Indirect Form: |
7. Nature of Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
||||||
| UMH Properties, Inc. | 7/6/2023 | G | 15,590 1121 | D | \$16.16 | 849,078.37 | D | |||
| UMH Properties, Inc. | 10,680.71 | Held by Spouse |
||||||||
| UMH Properties, Inc. | 44,113.78 | Held with Spouse |
||||||||
| UMH Properties, Inc. | 44,374.24 | The Landy 2022 Family Trust |
||||||||
| UMH Properties, Inc., | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3. Trans. Date |
3A. Deemed 4. Trans. Execution Date, if any |
Code Instr. 8) |
5. Number of Derivative Securities and Expiration Date Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of Securities Beneficially Owned |
10. Ownership Form of Derivative Security: |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (I) (Instr. (Instr. 4) |
Direct (D) or Indirect |
|||||
| UMH Properties, Inc. |
\$14.36 | 3/21/2024 | 3/21/2033 | UMH Properties, Inc. |
29,500 | 29,500 | D | |||||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
50.000 | 50,000 | D | |||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D | |||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
50,000 | 50,000 | D |
Explanation of Responses:
(1) Gift transfer.
Reporting Owners
| Relationships | |||||||
|---|---|---|---|---|---|---|---|
| ,Reporting Owner Name / Address --------------------------------------------------------------------------------------------------------------------------------------------- | Other | ||||||
| LANDY SAMIEL A |
| 3499 ROUTE 9 NORTH STE 3C IRRE BHOLD. N.I 07728 |
X | President and CFOl | |
|---|---|---|---|
Signatures
| Nelli Madden | 7/10/2023 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
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