Director's Dealing • Sep 26, 2023
Director's Dealing
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| SEC Form 4 | |||||||||||||||
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| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL | |||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See |
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |
3235-0287 0.5 |
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| Instruction 1(b). defense conditions of Rule 10b5-1(c). See Instruction 10. |
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| 1. Name and Address of Reporting Person* LANDY MICHAEL P |
2. Issuer Name and Ticker or Trading Symbol UMH PROPERTIES, INC. [ UMH ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner |
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| (Last) 3499 ROUTE 9 N STE 3-C |
(First) | (Middle) | Officer (give title below) 3. Date of Earliest Transaction (Month/Day/Year) 09/20/2023 |
Other (specify below) | |||||||||||
| (Street) FREEHOLD |
NJ | 07728 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) | |||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. |
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| Code | V | Amount | (A) or (D) | Price | and 4) | 4) | |||||||||
| UMH Properties, Inc. | 09/20/2023 | A | 955(1) | A | \$14.4 | 277,115.71 | D | ||||||||
| UMH Properties, Inc. | 20,642.62 | I | Held by Spouse |
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| UMH Properties, Inc. | 59,032.49 | I | Account is C/F Daughter Monica |
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| UMH Properties, Inc. | 17,166.59 | I | Account is C/F Son Aaron |
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| UMH Properties, Inc. | 48,000 | I | Co-Manager of EWL Grandchildren Fund LLC |
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned |
10. Ownership Form: Direct (D) or Indirect (I) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
(Instr. 4) | ||||||
| UMH Properties, Inc. | \$14.36 | 03/21/2024 | 03/21/2033 | UMH Properties, Inc. | 10,000 | 10,000 | D |
Nelli Madden 09/21/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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