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Umh — Director's Dealing 2022
Mar 20, 2022
7099_rns_2022-03-20_40faf068-2f0b-43e2-9f9e-f6ab02bfd1ab.pdf
Director's Dealing
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UMH PROPERTIES, INC. Reported by CARUS JEFFREY A
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 03/16/22 for the Period Ending 03/15/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
| | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| Carus Jeffrey A | UMH PROPERTIES, INC. UMH | |||||
| (Last) (Middle) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||
| Officer (give title below) Other (specify below) |
||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | 3/15/2022 | |||||
| (Street) | 4. If Amendment, Date Original Filed (MM/DD/YYYY) | 16. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
Ownership of Indirect Form: |
7. Nature Beneficial Direct (D) Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
||||||
| UMH Properties, Inc. | 12814.59 (1) | D | ||||||||
| UMH Properties, Inc. | 242.63 (2) | I | Custodial account for Son, Daniel |
|||||||
| UMH Properties, Inc. | 242.63 (3) | I | Custodial account for Son, Ethan |
|||||||
| UMH Properties, Inc. (Preferred D) | 500 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| on and the la properations of control of control and and estable of the presented of the interest and the lates the land | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
3. Trans. Date |
3A. Deemed 4. Trans. Code 5. Number of Execution Date, if any |
(Instr. 8) | Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
16. Date Exercisable Derivative Securities and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative derivative Security (Instr. 5) |
8. Price of 19. Number of 1 Securities Beneficially Owned Following |
Ownership of Indirect Form of Derivative Ownership Security: Direct (D) |
11. Nature Beneficial (Instr. 4) |
|||
| Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Reported Transaction(s) (I) (Instr. (Instr. 4) |
or Indirect |
Explanation of Responses:
(1) Includes 107.19 shares acquired through dividend reinvestment on 3/15/22.
(2) Includes 2.04 shares acquired through dividend reinvestment on 3/15/22.
(3) Includes 2.04 shares acquired through dividend reinvestment on 3/15/22.
Reporting Owners
| Reporting Owner Name / Address | Relationships | ||||||
|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer Other X |
|||||||
| Carus Jeffrey A 3499 ROUTE 9 NORTH, SUITE 3C FREEHOLD, NJ 07728 |
Signatures
| Nelli Madden | 3/16/2022 |
|---|---|
| -Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly .
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** . Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18ff(a).
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