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Umh — Director's Dealing 2022
May 12, 2022
7099_rns_2022-05-12_d699c428-d337-4b7a-b253-20eecd49a608.pdf
Director's Dealing
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UMH PROPERTIES, INC. Reported by LANDY SAMUEL A
FORM 4
(Statement of Changes in Beneficial Ownership)
Filed 05/11/22 for the Period Ending 05/10/22
| Address | ROUTE SUITE 3-C 3499 9 N , |
|---|---|
| BUSINESS JUNIPER PLAZA |
|
| FREEHOLD NJ 07728 , , |
|
| Telephone | 7325779997 |
| CIK | 0000752642 |
| Symbol | UMH |
| SIC Code |
- Real Estate Investment Trusts 6798 |
| Industry | Residential REITs |
| Sector | Financials |
| Fiscal Year |
12/31 |
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person - | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||
|---|---|---|---|---|---|---|
| (Check all applicable) | ||||||
| LANDY SAMUEL A | UMH PROPERTIES, INC. UMH | |||||
| (Middle) (Last) (First) |
3. Date of Earliest Transaction (MM/DD/YYYY) | X Director 10% Owner |
||||
| X Officer (give title below) Other (specify below) |
||||||
| President and CEO | ||||||
| 5/10/2022 | ||||||
| 3499 ROUTE 9 NORTH, SUITE 3C (Street) |
4. If Amendment, Date Original Filed (MM/DD/YYYY) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) |
2. Trans. Date 2A. Deemed | Execution Date, if any |
3. Trans. Code (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6 Ownership Indirect Form: Direct (D) |
7. Nature of Beneficial Ownership |
|||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | or Indirect (Instr. 4) (I) (Instr. 4) |
|||||
| UMH Properties, Inc. | 5/10/2022 | M | (דן 20000 ו | A | \$9.77 | 737124 | D | |||
| UMH Properties, Inc. | 5/10/2022 | M | 150000 (2) | A | \$9.82 | 787124 | D | |||
| UMH Properties, Inc. | 44038.259 | I | Held with Spouse |
|||||||
| UMH Properties, Inc. | 10157 | Held by Spouse |
||||||||
| UMH Properties, Inc. | 41669 | The Landy 2022 Family Trust |
||||||||
| UMH Properties, Inc. | 16220.64 | Sam Landy Family Ltd. Partnership |
||||||||
| UMH Properties, Inc., | 48000 | I | Co-Manager of EWL Grandchildren Fund LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivate Security (Instr. 3) |
Conversion or Exercise Price of Derivative |
3 Trans. Date |
3A. Deemed 4. Trans. Execution Date, if any |
Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of 19. Number of 10. Derivative derivative Securities Security Beneficially (Instr. 5) Owned |
Form of Derivative Security: |
11. Nature Ownership of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Security | Code | (A) | (D) | Date Exercisable Date |
Expiration | Title | Amount or Number of Shares |
Following Reported Transaction(s) (Instr. 4) |
Direct (D) or Indirect (I) (Instr. 4) |
|||||
| UMH Properties, Inc. |
\$13.09 | 4/2/2019 | 4/2/2028 | UMH Properties, Inc. |
50000 | 50000 | D | |||||||
| UMH Properties, Inc. |
\$15.04 | 4/4/2018 | 4/4/2027 | UMH Properties, Inc. |
50000 | 50000 | D | |||||||
| UMH Properties, Inc. |
\$14.25 | 1/19/2018 | 1/19/2027 | UMH Properties, Inc. |
50000 | 50000 | D | |||||||
| UMH Properties, Inc. |
\$9.77 | 5/10/2022 | M | 50000 (1) | 4/5/2017 | 4/5/2024 | UMH Properties, Inc. |
50000 | \$9.77 | 0 | D | |||
| UMH Properties, Inc. |
\$9.82 | 5/10/2022 | M | 50000 (2) | 6/24/2016 | 6/24/2023 | UMH Properties, Inc. |
50000 | \$9.82 | 0 | D |
Explanation of Responses:
(1) Exercise of stock options.
(2) Exercise of stock options.
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director10% OwnerOfficer | Other | ||||||
| LANDY SAMUELA | ||||||||
| 3499 ROUTE 9 NORTH, SUITE 3C | X | President and CEO | ||||||
| FREEHOLD, NJ 07728 |
Signatures
| 5/11/2022 |
|---|
\\Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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