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UMB FINANCIAL CORP Director's Dealing 2021

Feb 3, 2021

30657_dirs_2021-02-03_0e71b112-a630-417f-ad12-d18039d1cb15.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-01

Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-01 Common Stock M 15311 $45.58 Acquired 208490.6353 Direct
2021-02-01 Common Stock M 12918 $57.40 Acquired 221408.6353 Direct
2021-02-01 Common Stock S 200 $72.00 Disposed 221208.6353 Direct
2021-02-01 Common Stock S 100 $72.05 Disposed 221108.6353 Direct
2021-02-01 Common Stock S 397 $72.07 Disposed 220711.6353 Direct
2021-02-01 Common Stock S 103 $72.08 Disposed 220608.6353 Direct
2021-02-01 Common Stock S 100 $72.10 Disposed 220508.6353 Direct
2021-02-01 Common Stock S 100 $72.115 Disposed 220408.6353 Direct
2021-02-01 Common Stock S 200 $72.12 Disposed 220208.6353 Direct
2021-02-01 Common Stock S 100 $72.22 Disposed 220108.6353 Direct
2021-02-01 Common Stock S 400 $72.24 Disposed 219708.6353 Direct
2021-02-01 Common Stock S 200 $72.25 Disposed 219508.6353 Direct
2021-02-01 Common Stock S 100 $72.27 Disposed 219408.6353 Direct
2021-02-01 Common Stock S 100 $72.29 Disposed 219308.6353 Direct
2021-02-01 Common Stock S 500 $72.31 Disposed 218808.6353 Direct
2021-02-01 Common Stock S 200 $72.33 Disposed 218608.6353 Direct
2021-02-01 Common Stock S 200 $72.34 Disposed 218408.6353 Direct
2021-02-01 Common Stock S 300 $72.35 Disposed 218108.6353 Direct
2021-02-01 Common Stock S 387 $72.36 Disposed 217721.6353 Direct
2021-02-01 Common Stock S 100 $72.37 Disposed 217621.6353 Direct
2021-02-01 Common Stock S 600 $72.38 Disposed 217021.6353 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-01 Stock Option (Right to Buy) $45.58 M 15311 Disposed 2023-01-01 Common Stock (15311) Direct
2021-02-01 Stock Option (Right to Buy) $57.40 M 12918 Disposed 2024-01-01 Common Stock (12918) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect
Common Stock 2104.9263 Indirect
Common Stock 1000 Indirect
Common Stock 53800 Indirect
Common Stock 12558 Indirect
Common Stock 290397 Indirect
Common Stock 395989 Indirect
Common Stock 2030436 Indirect

Footnotes

F1: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.

F2: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019