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UMB FINANCIAL CORP — Director's Dealing 2021
Feb 3, 2021
30657_dirs_2021-02-03_0e71b112-a630-417f-ad12-d18039d1cb15.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-01
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Common Stock | M | 15311 | $45.58 | Acquired | 208490.6353 | Direct |
| 2021-02-01 | Common Stock | M | 12918 | $57.40 | Acquired | 221408.6353 | Direct |
| 2021-02-01 | Common Stock | S | 200 | $72.00 | Disposed | 221208.6353 | Direct |
| 2021-02-01 | Common Stock | S | 100 | $72.05 | Disposed | 221108.6353 | Direct |
| 2021-02-01 | Common Stock | S | 397 | $72.07 | Disposed | 220711.6353 | Direct |
| 2021-02-01 | Common Stock | S | 103 | $72.08 | Disposed | 220608.6353 | Direct |
| 2021-02-01 | Common Stock | S | 100 | $72.10 | Disposed | 220508.6353 | Direct |
| 2021-02-01 | Common Stock | S | 100 | $72.115 | Disposed | 220408.6353 | Direct |
| 2021-02-01 | Common Stock | S | 200 | $72.12 | Disposed | 220208.6353 | Direct |
| 2021-02-01 | Common Stock | S | 100 | $72.22 | Disposed | 220108.6353 | Direct |
| 2021-02-01 | Common Stock | S | 400 | $72.24 | Disposed | 219708.6353 | Direct |
| 2021-02-01 | Common Stock | S | 200 | $72.25 | Disposed | 219508.6353 | Direct |
| 2021-02-01 | Common Stock | S | 100 | $72.27 | Disposed | 219408.6353 | Direct |
| 2021-02-01 | Common Stock | S | 100 | $72.29 | Disposed | 219308.6353 | Direct |
| 2021-02-01 | Common Stock | S | 500 | $72.31 | Disposed | 218808.6353 | Direct |
| 2021-02-01 | Common Stock | S | 200 | $72.33 | Disposed | 218608.6353 | Direct |
| 2021-02-01 | Common Stock | S | 200 | $72.34 | Disposed | 218408.6353 | Direct |
| 2021-02-01 | Common Stock | S | 300 | $72.35 | Disposed | 218108.6353 | Direct |
| 2021-02-01 | Common Stock | S | 387 | $72.36 | Disposed | 217721.6353 | Direct |
| 2021-02-01 | Common Stock | S | 100 | $72.37 | Disposed | 217621.6353 | Direct |
| 2021-02-01 | Common Stock | S | 600 | $72.38 | Disposed | 217021.6353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-01 | Stock Option (Right to Buy) | $45.58 | M | 15311 | Disposed | 2023-01-01 | Common Stock (15311) | Direct |
| 2021-02-01 | Stock Option (Right to Buy) | $57.40 | M | 12918 | Disposed | 2024-01-01 | Common Stock (12918) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2104.9263 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2030436 | Indirect |
Footnotes
F1: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
F2: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
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