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UMB FINANCIAL CORP — Director's Dealing 2021
Feb 3, 2021
30657_dirs_2021-02-03_8af5a344-a7ed-4df5-949d-4215b34309ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-01
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-01 | Common Stock | S | 300 | $73.40 | Disposed | 199733.6353 | Direct |
| 2021-02-01 | Common Stock | S | 699 | $73.41 | Disposed | 199034.6353 | Direct |
| 2021-02-01 | Common Stock | S | 309 | $73.42 | Disposed | 198725.6353 | Direct |
| 2021-02-01 | Common Stock | S | 300 | $73.43 | Disposed | 198425.6353 | Direct |
| 2021-02-01 | Common Stock | S | 200 | $73.44 | Disposed | 198225.6353 | Direct |
| 2021-02-01 | Common Stock | S | 402 | $73.45 | Disposed | 197823.6353 | Direct |
| 2021-02-01 | Common Stock | S | 584 | $73.46 | Disposed | 197239.6353 | Direct |
| 2021-02-01 | Common Stock | S | 417 | $73.47 | Disposed | 196822.6353 | Direct |
| 2021-02-01 | Common Stock | S | 186 | $73.48 | Disposed | 196636.6353 | Direct |
| 2021-02-01 | Common Stock | S | 700 | $73.49 | Disposed | 195936.6353 | Direct |
| 2021-02-01 | Common Stock | S | 100 | $73.51 | Disposed | 195836.6353 | Direct |
| 2021-02-01 | Common Stock | S | 598 | $73.52 | Disposed | 195238.6353 | Direct |
| 2021-02-01 | Common Stock | S | 400 | $73.53 | Disposed | 194838.6353 | Direct |
| 2021-02-01 | Common Stock | S | 197 | $73.54 | Disposed | 194641.6353 | Direct |
| 2021-02-01 | Common Stock | S | 126 | $73.55 | Disposed | 194515.6353 | Direct |
| 2021-02-01 | Common Stock | S | 663 | $73.57 | Disposed | 193852.6353 | Direct |
| 2021-02-01 | Common Stock | S | 100 | $73.59 | Disposed | 193752.6353 | Direct |
| 2021-02-01 | Common Stock | S | 500 | $73.61 | Disposed | 193252.6353 | Direct |
| 2021-02-01 | Common Stock | S | 73 | $73.62 | Disposed | 193179.6353 | Direct |
| 2021-02-02 | Common Stock | M | 14695 | $57.40 | Acquired | 207874.6353 | Direct |
| 2021-02-02 | Common Stock | S | 100 | $73.02 | Disposed | 207774.6353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-02 | Stock Option (Right to Buy) | $57.40 | M | 14695 | Disposed | 2024-01-01 | Common Stock (14695) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2104.9263 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2030436 | Indirect |
Footnotes
F1: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
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