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UMB FINANCIAL CORP — Director's Dealing 2021
Feb 4, 2021
30657_dirs_2021-02-04_36cd794b-be51-40a3-92fa-1f5f8629f6f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-02
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-02 | Common Stock | F | 802 | $74.52 | Disposed | 192377.6353 | Direct |
| 2021-02-03 | Common Stock | M | 4620 | $57.40 | Acquired | 196997.6353 | Direct |
| 2021-02-03 | Common Stock | S | 200 | $72.99 | Disposed | 196797.6353 | Direct |
| 2021-02-03 | Common Stock | S | 200 | $73.08 | Disposed | 196597.6353 | Direct |
| 2021-02-03 | Common Stock | S | 100 | $73.13 | Disposed | 196497.6353 | Direct |
| 2021-02-03 | Common Stock | S | 100 | $73.14 | Disposed | 196397.6353 | Direct |
| 2021-02-03 | Common Stock | S | 200 | $73.16 | Disposed | 196197.6353 | Direct |
| 2021-02-03 | Common Stock | S | 9 | $73.18 | Disposed | 196188.6353 | Direct |
| 2021-02-03 | Common Stock | S | 100 | $73.21 | Disposed | 196088.6353 | Direct |
| 2021-02-03 | Common Stock | S | 111 | $73.25 | Disposed | 195977.6353 | Direct |
| 2021-02-03 | Common Stock | S | 100 | $73.26 | Disposed | 195877.6353 | Direct |
| 2021-02-03 | Common Stock | S | 215 | $73.27 | Disposed | 195662.6353 | Direct |
| 2021-02-03 | Common Stock | S | 189 | $73.28 | Disposed | 195473.6353 | Direct |
| 2021-02-03 | Common Stock | S | 200 | $73.285 | Disposed | 195273.6353 | Direct |
| 2021-02-03 | Common Stock | S | 200 | $73.31 | Disposed | 195073.6353 | Direct |
| 2021-02-03 | Common Stock | S | 100 | $73.32 | Disposed | 194973.6353 | Direct |
| 2021-02-03 | Common Stock | S | 115 | $73.34 | Disposed | 194858.6353 | Direct |
| 2021-02-03 | Common Stock | S | 200 | $73.35 | Disposed | 194658.6353 | Direct |
| 2021-02-03 | Common Stock | S | 300 | $73.36 | Disposed | 194358.6353 | Direct |
| 2021-02-03 | Common Stock | S | 100 | $73.37 | Disposed | 194258.6353 | Direct |
| 2021-02-03 | Common Stock | S | 200 | $73.39 | Disposed | 194058.6353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-03 | Stock Option (Right to Buy) | $57.40 | M | 4620 | Disposed | 2024-01-01 | Common Stock (4620) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2104.9263 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2030436 | Indirect |
Footnotes
F1: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
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