UMB FINANCIAL CORP — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-13

Reporting Person: Cornelius James (Executive Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-13	Common Stock	F	172	$78.51	Disposed	6148.323	Direct
2021-02-17	Common Stock	S	143	$79.75	Disposed	6005.323	Direct
2021-02-17	Common Stock	M	1757	$51.42	Acquired	7762.323	Direct
2021-02-17	Common Stock	M	1578	$47.68	Acquired	9340.323	Direct
2021-02-17	Common Stock	S	100	$79.15	Disposed	9240.323	Direct
2021-02-17	Common Stock	S	200	$79.145	Disposed	9040.323	Direct
2021-02-17	Common Stock	S	100	$79.155	Disposed	8940.323	Direct
2021-02-17	Common Stock	S	417	$79.14	Disposed	8523.323	Direct
2021-02-17	Common Stock	S	100	$79.02	Disposed	8423.323	Direct
2021-02-17	Common Stock	F	200	$79.03	Disposed	8223.323	Direct
2021-02-17	Common Stock	S	100	$79.005	Disposed	8123.323	Direct
2021-02-17	Common Stock	S	501	$79.05	Disposed	7622.323	Direct
2021-02-17	Common Stock	S	100	$79.01	Disposed	7522.323	Direct
2021-02-17	Common Stock	S	1517	$79.00	Disposed	6005.323	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-17	Stock Option (Right to Buy)	$51.42	M	1757	Disposed	2025-02-11	Common Stock (1757)	Direct
2021-02-17	Stock Option (Right to Buy)	$47.68	M	1578	Disposed	2026-02-05	Common Stock (1578)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	117.6004	Indirect

Footnotes

F1: Options will vest 50% on 2/11/19 and 100% on 2/11/2020.

F2: Options vest 50% on 2/5/2019 and 100% on 2/5/2020.