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UMB FINANCIAL CORP — Director's Dealing 2021
Feb 23, 2021
30657_dirs_2021-02-23_7261aa99-cfb2-420f-9b0c-913eebb1d5f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-02-23
Reporting Person: Wendel Abigail M (President - Consumer Banking)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-23 | Common Stock | M | 663 | $45.58 | Acquired | 7156.0475 | Direct |
| 2021-02-23 | Common Stock | M | 2000 | $47.68 | Acquired | 9156.0475 | Direct |
| 2021-02-23 | Common Stock | S | 663 | $83.611 | Disposed | 8493.0475 | Direct |
| 2021-02-23 | Common Stock | S | 1000 | $84.00 | Disposed | 7493.0475 | Direct |
| 2021-02-23 | Common Stock | S | 423 | $84.50 | Disposed | 7070.0475 | Direct |
| 2021-02-23 | Common Stock | S | 77 | $84.54 | Disposed | 6993.0475 | Direct |
| 2021-02-23 | Common Stock | S | 500 | $85.00 | Disposed | 6493.0475 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-23 | Stock Option (Right to Buy) | $45.58 | M | 663 | Disposed | 2023-01-01 | Common Stock (663) | Direct |
| 2021-02-23 | Stock Option (Right to Buy) | $47.68 | M | 2000 | Disposed | 2026-02-05 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 227.0585 | Indirect |
Footnotes
F1: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
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