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UMB FINANCIAL CORP — Director's Dealing 2021
Mar 9, 2021
30657_dirs_2021-03-09_0fb6e634-8648-4d52-ab24-eecc89685790.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-03-08
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | M | 11363 | $47.68 | Acquired | 209918.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $93.58 | Disposed | 209818.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $93.705 | Disposed | 209718.6353 | Direct |
| 2021-03-08 | Common Stock | S | 200 | $93.83 | Disposed | 209518.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $93.84 | Disposed | 209418.6353 | Direct |
| 2021-03-08 | Common Stock | S | 58 | $93.85 | Disposed | 209360.6353 | Direct |
| 2021-03-08 | Common Stock | S | 200 | $93.90 | Disposed | 209160.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $93.93 | Disposed | 209060.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $93.95 | Disposed | 208960.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $93.96 | Disposed | 208860.6353 | Direct |
| 2021-03-08 | Common Stock | S | 89 | $94.03 | Disposed | 208771.6353 | Direct |
| 2021-03-08 | Common Stock | S | 11 | $94.07 | Disposed | 208760.6353 | Direct |
| 2021-03-08 | Common Stock | S | 200 | $94.08 | Disposed | 208560.6353 | Direct |
| 2021-03-08 | Common Stock | S | 200 | $94.12 | Disposed | 208360.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $94.13 | Disposed | 208260.6353 | Direct |
| 2021-03-08 | Common Stock | S | 200 | $94.15 | Disposed | 208060.6353 | Direct |
| 2021-03-08 | Common Stock | S | 500 | $94.16 | Disposed | 207560.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $94.25 | Disposed | 207460.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $94.28 | Disposed | 207360.6353 | Direct |
| 2021-03-08 | Common Stock | S | 300 | $94.32 | Disposed | 207060.6353 | Direct |
| 2021-03-08 | Common Stock | S | 100 | $94.37 | Disposed | 206960.6353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Stock Option (Right to Buy) | $47.68 | M | 11363 | Disposed | 2026-02-05 | Common Stock (11363) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2103.133 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 0 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2028236 | Indirect |
Footnotes
F1: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
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