UMB FINANCIAL CORP — Director's Dealing 2021

Mar 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-03-10

Reporting Person: Shankar Ram (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-10	Common Stock	M	2446	$75.25	Acquired	11629.9974	Direct
2021-03-10	Common Stock	S	16	$93.58	Disposed	11613.9974	Direct
2021-03-10	Common Stock	S	460	$93.59	Disposed	11153.9974	Direct
2021-03-10	Common Stock	S	160	$93.60	Disposed	10993.9974	Direct
2021-03-10	Common Stock	S	140	$93.61	Disposed	10853.9974	Direct
2021-03-10	Common Stock	S	300	$93.62	Disposed	10553.9974	Direct
2021-03-10	Common Stock	S	435	$93.70	Disposed	10118.9974	Direct
2021-03-10	Common Stock	S	300	$93.71	Disposed	9818.9974	Direct
2021-03-10	Common Stock	S	175	$93.72	Disposed	9643.9974	Direct
2021-03-10	Common Stock	S	400	$93.73	Disposed	9243.9974	Direct
2021-03-10	Common Stock	S	60	$93.74	Disposed	9183.9974	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-10	Stock Option (Right to Buy)	$75.25	M	2446	Disposed	2027-02-02	Common Stock (2446)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	881.3085	Indirect
Common Stock	42.6632	Indirect

Footnotes

F1: Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan

F2: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.

F3: Options will vest 50% on 2/2/19, 75% on 2/2/20 and 100% on 2/2/21.