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UMB FINANCIAL CORP — Director's Dealing 2021
Mar 11, 2021
30657_dirs_2021-03-11_6b59f76e-8b98-4a8d-bbcc-3cc75f031839.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-03-11
Reporting Person: Macke Kevin M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-11 | Common Stock | M | 1039 | $39.97 | Acquired | 9614.6108 | Direct |
| 2021-03-11 | Common Stock | S | 1039 | $95.00 | Disposed | 8575.6108 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-11 | Stock Option (Right to Buy) | $39.97 | M | 1039 | Disposed | 2022-01-01 | Common Stock (1039) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3453.939 | Indirect |
| Common Stock | 329.5195 | Indirect |
Footnotes
F1: Reflects shares acquired by the reporting person through the UMB Financial Corporation 401(k) Plan
F2: Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
F3: Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
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