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UMB FINANCIAL CORP — Director's Dealing 2021
May 17, 2021
30657_dirs_2021-05-17_c0b135a9-e461-4665-8488-c15883c1565b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-05-13
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-13 | Common Stock | M | 9318 | $47.68 | Acquired | 207885.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.40 | Disposed | 207785.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.39 | Disposed | 207685.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.38 | Disposed | 207585.1153 | Direct |
| 2021-05-13 | Common Stock | S | 500 | $98.37 | Disposed | 207085.1153 | Direct |
| 2021-05-13 | Common Stock | S | 192 | $98.36 | Disposed | 206893.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.35 | Disposed | 206793.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.33 | Disposed | 206693.1153 | Direct |
| 2021-05-13 | Common Stock | S | 938 | $98.32 | Disposed | 205755.1153 | Direct |
| 2021-05-13 | Common Stock | S | 88 | $98.31 | Disposed | 205667.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.30 | Disposed | 205567.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.29 | Disposed | 205467.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.28 | Disposed | 205367.1153 | Direct |
| 2021-05-13 | Common Stock | S | 400 | $98.27 | Disposed | 204967.1153 | Direct |
| 2021-05-13 | Common Stock | S | 510 | $98.26 | Disposed | 204457.1153 | Direct |
| 2021-05-13 | Common Stock | S | 397 | $98.25 | Disposed | 204060.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.23 | Disposed | 203960.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.22 | Disposed | 203860.1153 | Direct |
| 2021-05-13 | Common Stock | S | 200 | $98.20 | Disposed | 203660.1153 | Direct |
| 2021-05-13 | Common Stock | S | 100 | $98.19 | Disposed | 203560.1153 | Direct |
| 2021-05-13 | Common Stock | S | 300 | $98.18 | Disposed | 203260.1153 | Direct |
| 2021-05-13 | Common Stock | S | 300 | $98.17 | Disposed | 202960.1153 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-13 | Stock Option (Right to Buy) | $47.68 | M | 9318 | Disposed | 2026-02-05 | Common Stock (9318) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2103.133 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2023836 | Indirect |
Footnotes
F1: Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
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