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UMB FINANCIAL CORP — Director's Dealing 2021
Nov 3, 2021
30657_dirs_2021-11-03_773b0862-0f25-4564-8322-33847882636f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-11-02
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-02 | Common Stock | M | 14961 | $51.42 | Acquired | 213551.8677 | Direct |
| 2021-11-02 | Common Stock | S | 100 | $100.67 | Disposed | 213451.8677 | Direct |
| 2021-11-02 | Common Stock | S | 200 | $101.06 | Disposed | 213251.8677 | Direct |
| 2021-11-02 | Common Stock | S | 100 | $101.15 | Disposed | 213151.8677 | Direct |
| 2021-11-02 | Common Stock | S | 100 | $101.19 | Disposed | 213051.8677 | Direct |
| 2021-11-02 | Common Stock | S | 252 | $101.24 | Disposed | 212799.8677 | Direct |
| 2021-11-02 | Common Stock | S | 100 | $101.28 | Disposed | 212699.8677 | Direct |
| 2021-11-02 | Common Stock | S | 307 | $101.39 | Disposed | 212392.8677 | Direct |
| 2021-11-02 | Common Stock | S | 300 | $101.48 | Disposed | 212092.8677 | Direct |
| 2021-11-02 | Common Stock | S | 300 | $101.53 | Disposed | 211792.8677 | Direct |
| 2021-11-02 | Common Stock | S | 200 | $101.55 | Disposed | 211592.8677 | Direct |
| 2021-11-02 | Common Stock | S | 100 | $101.56 | Disposed | 211492.8677 | Direct |
| 2021-11-02 | Common Stock | S | 100 | $101.58 | Disposed | 211392.8677 | Direct |
| 2021-11-02 | Common Stock | S | 1319 | $100.00 | Disposed | 210073.8677 | Direct |
| 2021-11-02 | Common Stock | S | 400 | $100.01 | Disposed | 209673.8677 | Direct |
| 2021-11-02 | Common Stock | S | 734 | $100.02 | Disposed | 208939.8677 | Direct |
| 2021-11-02 | Common Stock | S | 1003 | $100.03 | Disposed | 207936.8677 | Direct |
| 2021-11-02 | Common Stock | S | 100 | $100.035 | Disposed | 207836.8677 | Direct |
| 2021-11-02 | Common Stock | S | 332 | $100.04 | Disposed | 207504.8677 | Direct |
| 2021-11-02 | Common Stock | S | 836 | $100.05 | Disposed | 206668.8677 | Direct |
| 2021-11-02 | Common Stock | S | 200 | $100.06 | Disposed | 206468.8677 | Direct |
| 2021-11-02 | Common Stock | S | 300 | $100.07 | Disposed | 206168.8677 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-02 | Stock Option (Right to Buy) | $51.42 | M | 14961 | Disposed | 2025-02-11 | Common Stock (14961) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2132.9316 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2010636 | Indirect |
Footnotes
F1: Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
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