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UMB FINANCIAL CORP — Director's Dealing 2021
Nov 5, 2021
30657_dirs_2021-11-05_e01e3683-d358-4983-bb3c-fd1de25a748d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2021-11-03
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-03 | Common Stock | M | 3308 | $51.42 | Acquired | 201898.8677 | Direct |
| 2021-11-03 | Common Stock | S | 145 | $100.46 | Disposed | 201753.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $100.56 | Disposed | 201653.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $100.84 | Disposed | 201553.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.17 | Disposed | 201453.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.22 | Disposed | 201353.8677 | Direct |
| 2021-11-03 | Common Stock | S | 200 | $101.23 | Disposed | 201153.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.36 | Disposed | 201053.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.37 | Disposed | 200953.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.59 | Disposed | 200853.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.71 | Disposed | 200753.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.81 | Disposed | 200653.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.82 | Disposed | 200553.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.90 | Disposed | 200453.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $101.94 | Disposed | 200353.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $102.17 | Disposed | 200253.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $102.18 | Disposed | 200153.8677 | Direct |
| 2021-11-03 | Common Stock | S | 200 | $102.40 | Disposed | 199953.8677 | Direct |
| 2021-11-03 | Common Stock | S | 200 | $102.41 | Disposed | 199753.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $102.42 | Disposed | 199653.8677 | Direct |
| 2021-11-03 | Common Stock | S | 100 | $102.43 | Disposed | 199553.8677 | Direct |
| 2021-11-03 | Common Stock | S | 290 | $102.44 | Disposed | 199263.8677 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-03 | Stock Option (Right to Buy) | $51.42 | M | 3308 | Disposed | 2025-02-11 | Common Stock (3308) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2132.9316 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 12558 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2010636 | Indirect |
Footnotes
F1: Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
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