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UMB FINANCIAL CORP — Director's Dealing 2020
Dec 7, 2020
30657_dirs_2020-12-07_59d17c7f-dadf-47c4-ba47-2ab8f211192b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2020-12-04
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-04 | Common Stock | M | 3105 | $45.58 | Acquired | 185046.0125 | Direct |
| 2020-12-04 | Common Stock | S | 536 | $69.50 | Disposed | 184510.0125 | Direct |
| 2020-12-04 | Common Stock | S | 162 | $69.51 | Disposed | 184348.0125 | Direct |
| 2020-12-04 | Common Stock | S | 238 | $69.52 | Disposed | 184110.0125 | Direct |
| 2020-12-04 | Common Stock | S | 373 | $69.53 | Disposed | 183737.0125 | Direct |
| 2020-12-04 | Common Stock | S | 559 | $69.54 | Disposed | 183178.0125 | Direct |
| 2020-12-04 | Common Stock | S | 502 | $69.55 | Disposed | 182676.0125 | Direct |
| 2020-12-04 | Common Stock | S | 200 | $69.57 | Disposed | 182476.0125 | Direct |
| 2020-12-04 | Common Stock | S | 126 | $69.58 | Disposed | 182350.0125 | Direct |
| 2020-12-04 | Common Stock | S | 409 | $69.59 | Disposed | 181941.0125 | Direct |
| 2020-12-07 | Common Stock | M | 7693 | $45.58 | Acquired | 189634.0125 | Direct |
| 2020-12-07 | Common Stock | S | 3453 | $69.50 | Disposed | 186181.0125 | Direct |
| 2020-12-07 | Common Stock | S | 2200 | $69.505 | Disposed | 183981.0125 | Direct |
| 2020-12-07 | Common Stock | S | 500 | $69.51 | Disposed | 183481.0125 | Direct |
| 2020-12-07 | Common Stock | S | 500 | $69.515 | Disposed | 182981.0125 | Direct |
| 2020-12-07 | Common Stock | S | 211 | $69.53 | Disposed | 182770.0125 | Direct |
| 2020-12-07 | Common Stock | S | 29 | $69.55 | Disposed | 182741.0125 | Direct |
| 2020-12-07 | Common Stock | S | 800 | $69.56 | Disposed | 181941.0125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-04 | Stock Option (Right to Buy) | $45.58 | M | 3105 | Disposed | 2023-01-01 | Common Stock (3105) | Direct |
| 2020-12-07 | Stock Option (Right to Buy) | $45.58 | M | 7693 | Disposed | 2023-01-01 | Common Stock (7693) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2097.7076 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2034836 | Indirect |
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