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UMB FINANCIAL CORP — Director's Dealing 2020
Feb 3, 2020
30657_dirs_2020-02-03_bbdf284e-d5dc-45b7-8823-a5c887976586.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2020-01-31
Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-31 | Common Stock | M | 22122 | — | Acquired | 207136.1228 | Direct |
| 2020-01-31 | Common Stock | S | 200 | $68.55 | Disposed | 206936.1228 | Direct |
| 2020-01-31 | Common Stock | S | 200 | $68.19 | Disposed | 206736.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $68.15 | Disposed | 206636.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $68.14 | Disposed | 206536.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $67.99 | Disposed | 206436.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $67.96 | Disposed | 206336.1228 | Direct |
| 2020-01-31 | Common Stock | S | 200 | $67.95 | Disposed | 206136.1228 | Direct |
| 2020-01-31 | Common Stock | S | 36 | $67.93 | Disposed | 206100.1228 | Direct |
| 2020-01-31 | Common Stock | S | 182 | $67.92 | Disposed | 205918.1228 | Direct |
| 2020-01-31 | Common Stock | S | 200 | $67.91 | Disposed | 205718.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $67.85 | Disposed | 205618.1228 | Direct |
| 2020-01-31 | Common Stock | S | 200 | $67.80 | Disposed | 205418.1228 | Direct |
| 2020-01-31 | Common Stock | S | 300 | $67.79 | Disposed | 205118.1228 | Direct |
| 2020-01-31 | Common Stock | S | 50 | $67.73 | Disposed | 205068.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $67.72 | Disposed | 204968.1228 | Direct |
| 2020-01-31 | Common Stock | S | 350 | $67.71 | Disposed | 204618.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $67.67 | Disposed | 204518.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $67.65 | Disposed | 204418.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $67.61 | Disposed | 204318.1228 | Direct |
| 2020-01-31 | Common Stock | S | 100 | $67.56 | Disposed | 204218.1228 | Direct |
| 2020-01-31 | Common Stock | S | 53 | $67.54 | Disposed | 204165.1228 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-31 | Stock Option (Right to Buy) | $41.71 | M | 22122 | Disposed | 2021-01-01 | Common Stock (22122) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2016.0998 | Indirect |
| Common Stock | 1000 | Indirect |
| Common Stock | 53800 | Indirect |
| Common Stock | 290397 | Indirect |
| Common Stock | 395989 | Indirect |
| Common Stock | 2066986 | Indirect |
Footnotes
F1: Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
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