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UMB FINANCIAL CORP Director's Dealing 2020

Feb 3, 2020

30657_dirs_2020-02-03_bbdf284e-d5dc-45b7-8823-a5c887976586.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2020-01-31

Reporting Person: KEMPER J MARINER (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-31 Common Stock M 22122 Acquired 207136.1228 Direct
2020-01-31 Common Stock S 200 $68.55 Disposed 206936.1228 Direct
2020-01-31 Common Stock S 200 $68.19 Disposed 206736.1228 Direct
2020-01-31 Common Stock S 100 $68.15 Disposed 206636.1228 Direct
2020-01-31 Common Stock S 100 $68.14 Disposed 206536.1228 Direct
2020-01-31 Common Stock S 100 $67.99 Disposed 206436.1228 Direct
2020-01-31 Common Stock S 100 $67.96 Disposed 206336.1228 Direct
2020-01-31 Common Stock S 200 $67.95 Disposed 206136.1228 Direct
2020-01-31 Common Stock S 36 $67.93 Disposed 206100.1228 Direct
2020-01-31 Common Stock S 182 $67.92 Disposed 205918.1228 Direct
2020-01-31 Common Stock S 200 $67.91 Disposed 205718.1228 Direct
2020-01-31 Common Stock S 100 $67.85 Disposed 205618.1228 Direct
2020-01-31 Common Stock S 200 $67.80 Disposed 205418.1228 Direct
2020-01-31 Common Stock S 300 $67.79 Disposed 205118.1228 Direct
2020-01-31 Common Stock S 50 $67.73 Disposed 205068.1228 Direct
2020-01-31 Common Stock S 100 $67.72 Disposed 204968.1228 Direct
2020-01-31 Common Stock S 350 $67.71 Disposed 204618.1228 Direct
2020-01-31 Common Stock S 100 $67.67 Disposed 204518.1228 Direct
2020-01-31 Common Stock S 100 $67.65 Disposed 204418.1228 Direct
2020-01-31 Common Stock S 100 $67.61 Disposed 204318.1228 Direct
2020-01-31 Common Stock S 100 $67.56 Disposed 204218.1228 Direct
2020-01-31 Common Stock S 53 $67.54 Disposed 204165.1228 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-31 Stock Option (Right to Buy) $41.71 M 22122 Disposed 2021-01-01 Common Stock (22122) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect
Common Stock 2016.0998 Indirect
Common Stock 1000 Indirect
Common Stock 53800 Indirect
Common Stock 290397 Indirect
Common Stock 395989 Indirect
Common Stock 2066986 Indirect

Footnotes

F1: Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015