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UMB FINANCIAL CORP — Director's Dealing 2016
Nov 9, 2016
30657_dirs_2016-11-09_b60a9929-593b-4732-bbaa-56920d91aba5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2016-11-07
Reporting Person: Macke Kevin M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-07 | Common Stock | M | 1000 | $36.36 | Acquired | 8252.4817 | Direct |
| 2016-11-07 | Common Stock | F | 586 | $62.01 | Disposed | 7666.4817 | Direct |
| 2016-11-07 | Common Stock | M | 1100 | $38.54 | Acquired | 8766.4817 | Direct |
| 2016-11-07 | Common Stock | F | 683 | $62.01 | Disposed | 8083.4817 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-07 | Stock Option (Right to Buy) | $36.36 | M | 1000 | Disposed | 2016-12-13 | Common Stock (1000) | Direct |
| 2016-11-07 | Stock Option (Right to Buy) | $38.54 | M | 1100 | Disposed | 2017-12-20 | Common Stock (1100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2961.2965 | Indirect |
| Common Stock | 232.474 | Indirect |
Footnotes
F1: Reflects shares acquired through the reinvestment of dividends on restricted stock
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