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UMB FINANCIAL CORP — Director's Dealing 2013
Jul 2, 2013
30657_dirs_2013-07-02_a0fdfb14-a95f-42b5-9132-b91174d6a8f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2013-07-01
Reporting Person: DESILVA PETER J (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-01 | Common Stock | M | 8048 | $27.0625 | Acquired | 115779.2278 | Direct |
| 2013-07-01 | Common Stock | S | 8048 | $55.25 | Disposed | 107731.2278 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-01 | Stock Option (Right to Buy) | $27.0625 | M | 8048 | Disposed | 2015-01-01 | Common Stock (8048) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1467.3758 | Indirect |
| Common Stock | 181.8508 | Indirect |
Footnotes
F1: The exercise of stock options and sale of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2013.
F2: Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
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