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UMB FINANCIAL CORP — Director's Dealing 2013
Nov 20, 2013
30657_dirs_2013-11-20_a26e8752-5a1d-4e50-9031-9216ab8514ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2013-11-19
Reporting Person: Hagedorn Michael D (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-19 | Common Stock | S | 934 | $62.00 | Disposed | 43488.9135 | Direct |
| 2013-11-19 | Common Stock | M | 5000 | $34.84 | Acquired | 48488.9135 | Direct |
| 2013-11-19 | Common Stock | F | 3776 | $61.98 | Disposed | 44712.9135 | Direct |
| 2013-11-20 | Common Stock | M | 5170 | $34.84 | Acquired | 49882.9135 | Direct |
| 2013-11-20 | Common Stock | S | 1000 | $62.0601 | Disposed | 48882.9135 | Direct |
| 2013-11-20 | Common Stock | S | 700 | $62.06 | Disposed | 48182.9135 | Direct |
| 2013-11-20 | Common Stock | S | 300 | $62.08 | Disposed | 47882.9135 | Direct |
| 2013-11-20 | Common Stock | S | 100 | $62.07 | Disposed | 47782.9135 | Direct |
| 2013-11-20 | Common Stock | S | 200 | $62.05 | Disposed | 47582.9135 | Direct |
| 2013-11-20 | Common Stock | S | 139 | $62.04 | Disposed | 47443.9135 | Direct |
| 2013-11-20 | Common Stock | S | 132 | $62.03 | Disposed | 47311.9135 | Direct |
| 2013-11-20 | Common Stock | S | 429 | $62.02 | Disposed | 46882.9135 | Direct |
| 2013-11-20 | Common Stock | S | 2170 | $62.02 | Disposed | 44712.9135 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-19 | Stock Option (Right to Buy) | $38.84 | M | 5000 | Disposed | 2017-01-01 | Common Stock (5000) | Direct |
| 2013-11-20 | Stock Option (Right to Buy) | $34.84 | M | 5170 | Disposed | 2016-01-01 | Common Stock (5170) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 139.887 | Indirect |
Footnotes
F1: Includes shares acquired from dividend reinvestment
F2: Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.
F3: On May 30, 2006, the common stock of UMB Financial Corporation split 2-for-1 resulting in additional shares
F4: Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
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