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UMB FINANCIAL CORP Director's Dealing 2013

Nov 20, 2013

30657_dirs_2013-11-20_a26e8752-5a1d-4e50-9031-9216ab8514ce.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2013-11-19

Reporting Person: Hagedorn Michael D (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-19 Common Stock S 934 $62.00 Disposed 43488.9135 Direct
2013-11-19 Common Stock M 5000 $34.84 Acquired 48488.9135 Direct
2013-11-19 Common Stock F 3776 $61.98 Disposed 44712.9135 Direct
2013-11-20 Common Stock M 5170 $34.84 Acquired 49882.9135 Direct
2013-11-20 Common Stock S 1000 $62.0601 Disposed 48882.9135 Direct
2013-11-20 Common Stock S 700 $62.06 Disposed 48182.9135 Direct
2013-11-20 Common Stock S 300 $62.08 Disposed 47882.9135 Direct
2013-11-20 Common Stock S 100 $62.07 Disposed 47782.9135 Direct
2013-11-20 Common Stock S 200 $62.05 Disposed 47582.9135 Direct
2013-11-20 Common Stock S 139 $62.04 Disposed 47443.9135 Direct
2013-11-20 Common Stock S 132 $62.03 Disposed 47311.9135 Direct
2013-11-20 Common Stock S 429 $62.02 Disposed 46882.9135 Direct
2013-11-20 Common Stock S 2170 $62.02 Disposed 44712.9135 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-19 Stock Option (Right to Buy) $38.84 M 5000 Disposed 2017-01-01 Common Stock (5000) Direct
2013-11-20 Stock Option (Right to Buy) $34.84 M 5170 Disposed 2016-01-01 Common Stock (5170) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 139.887 Indirect

Footnotes

F1: Includes shares acquired from dividend reinvestment

F2: Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.

F3: On May 30, 2006, the common stock of UMB Financial Corporation split 2-for-1 resulting in additional shares

F4: Options vest 50% after 3years, 75% after 4 years and 100% after 5 years