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UMB FINANCIAL CORP — Director's Dealing 2013
Nov 22, 2013
30657_dirs_2013-11-22_f9c47dd4-43cb-4c83-b62c-e52bc77f3a18.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2013-11-21
Reporting Person: Zader John (EVP and COO of subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-21 | Common Stock | M | 2456 | $38.84 | Acquired | 15255.7752 | Direct |
| 2013-11-21 | Common Stock | M | 1500 | $36.00 | Acquired | 16755.7752 | Direct |
| 2013-11-21 | Common Stock | F | 2905 | $63.18 | Disposed | 13850.7752 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-21 | Stock Option (Right to Buy) | $38.84 | M | 2456 | Disposed | 2017-01-01 | Common Stock (2456) | Direct |
| 2013-11-21 | Stock Option (Right to Buy) | $36.00 | M | 1500 | Disposed | 2017-01-26 | Common Stock (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 139.1684 | Indirect |
Footnotes
F1: Includes shares acquired through the reinvestment of dividends
F2: Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.
F3: Options vest 50% on 1/26/2010, 75% on 1/26/2011, and 100% on 1/26/2012
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