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UMB FINANCIAL CORP — Director's Dealing 2013
Nov 25, 2013
30657_dirs_2013-11-25_7426e326-0749-42e4-9594-b0afd7ad44c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UMB FINANCIAL CORP (UMBF)
CIK: 0000101382
Period of Report: 2013-11-22
Reporting Person: KING DAVID D (EVP of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-22 | Common Stock | M | 6127 | $37.73 | Acquired | 13355.525 | Direct |
| 2013-11-22 | Common Stock | S | 2600 | $63.854 | Disposed | 10755.525 | Direct |
| 2013-11-22 | Common Stock | S | 400 | $63.85 | Disposed | 10355.525 | Direct |
| 2013-11-22 | Common Stock | S | 100 | $63.86 | Disposed | 10255.525 | Direct |
| 2013-11-22 | Common Stock | S | 1100 | $63.87 | Disposed | 9155.525 | Direct |
| 2013-11-22 | Common Stock | S | 39 | $63.72 | Disposed | 9116.525 | Direct |
| 2013-11-22 | Common Stock | S | 219 | $63.73 | Disposed | 8897.525 | Direct |
| 2013-11-22 | Common Stock | S | 116 | $63.74 | Disposed | 8781.525 | Direct |
| 2013-11-22 | Common Stock | S | 400 | $63.75 | Disposed | 8381.525 | Direct |
| 2013-11-22 | Common Stock | S | 161 | $63.77 | Disposed | 8220.525 | Direct |
| 2013-11-22 | Common Stock | S | 340 | $63.78 | Disposed | 7880.525 | Direct |
| 2013-11-22 | Common Stock | S | 126 | $63.79 | Disposed | 7754.525 | Direct |
| 2013-11-22 | Common Stock | S | 26 | $63.83 | Disposed | 7728.525 | Direct |
| 2013-11-22 | Common Stock | S | 500 | $63.84 | Disposed | 7228.525 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | Stock Option (Right to Buy) | $37.73 | M | 6127 | Disposed | 2018-01-01 | Common Stock (6127) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 805.2596 | Indirect |
Footnotes
F1: Includes shares acquired from dividend reinvestment
F2: Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
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