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ULTRALIFE CORP — Director's Dealing 2023
Mar 13, 2023
34105_dirs_2023-03-13_37c2f0ab-7737-416f-96cc-9df9841a6361.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ULTRALIFE CORP (ULBI)
CIK: 0000875657
Period of Report: 2023-03-09
Reporting Person: WHITMORE BRADFORD T (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-09 | Common Stock | P | 5562 | $4.0709 | Acquired | 987243 | Direct |
| 2023-03-10 | Common Stock | P | 10100 | $4.049 | Acquired | 997343 | Direct |
| 2023-03-13 | Common Stock | P | 14338 | $4.07 | Acquired | 1011681 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4452283 | Indirect |
| Common Stock | 518616 | Indirect |
| Common Stock | 3272 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.035 to $4.08. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.025 to $4.0599. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.9597 to $4.1137. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F4: As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
F5: As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.