AI assistant
ULTRALIFE CORP — Director's Dealing 2023
Sep 15, 2023
34105_dirs_2023-09-15_fe2f3571-3272-45e6-a7d4-4e6e91bcca46.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ULTRALIFE CORP (ULBI)
CIK: 0000875657
Period of Report: 2023-09-13
Reporting Person: WHITMORE BRADFORD T (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-13 | Common Stock | P | 5659 | $10.0209 | Acquired | 1166653 | Direct |
| 2023-09-14 | Common Stock | P | 1600 | $10.3475 | Acquired | 1168253 | Direct |
| 2023-09-15 | Common Stock | P | 3741 | $10.2509 | Acquired | 1171994 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4452283 | Indirect |
| Common Stock | 518616 | Indirect |
| Common Stock | 3272 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.93 to $10.1598. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.32 to $10.3682. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.10 to $10.39. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F4: As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
F5: As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.