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ULTRALIFE CORP — Director's Dealing 2023
Nov 1, 2023
34105_dirs_2023-11-01_a63e54d5-c6bf-49c0-81b5-984030e061a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ULTRALIFE CORP (ULBI)
CIK: 0000875657
Period of Report: 2023-10-30
Reporting Person: WHITMORE BRADFORD T (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-10-30 | Common Stock | P | 10171 | $7.0362 | Acquired | 1182165 | Direct |
| 2023-10-31 | Common Stock | P | 2600 | $7.3693 | Acquired | 1184765 | Direct |
| 2023-11-01 | Common Stock | P | 1100 | $7.5146 | Acquired | 1185865 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4452283 | Indirect |
| Common Stock | 518616 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.9224 to $7.2491. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.22 to $7.489. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.28 to $7.6199. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F4: As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
F5: As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.