AI assistant
ULTRALIFE CORP — Director's Dealing 2022
Dec 16, 2022
34105_dirs_2022-12-16_0b8e28bc-7b48-481e-8144-11675fb9025f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ULTRALIFE CORP (ULBI)
CIK: 0000875657
Period of Report: 2022-12-14
Reporting Person: WHITMORE BRADFORD T (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-14 | Common Stock | P | 25694 | $4.0099 | Acquired | 969343 | Direct |
| 2022-12-15 | Common Stock | P | 5138 | $3.941 | Acquired | 974481 | Direct |
| 2022-12-16 | Common Stock | P | 7200 | $3.9837 | Acquired | 981681 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4452283 | Indirect |
| Common Stock | 518616 | Indirect |
| Common Stock | 3272 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.925 to $4.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.95. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $4.00. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F4: As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
F5: As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.