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ULTRALIFE CORP — Director's Dealing 2021
Aug 4, 2021
34105_dirs_2021-08-04_02baf67f-485d-4a6a-b1c5-64c696d843c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ULTRALIFE CORP (ULBI)
CIK: 0000875657
Period of Report: 2021-08-02
Reporting Person: WHITMORE BRADFORD T (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-02 | Common Stock; $.10 par value | P | 5113 | $7.9509 | Acquired | 569015 | Direct |
| 2021-08-03 | Common Stock; $.10 par value | P | 12400 | $7.8516 | Acquired | 581415 | Direct |
| 2021-08-04 | Common Stock; $.10 par value | P | 7687 | $7.9691 | Acquired | 589102 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock; $.10 par value | 4452283 | Indirect |
| Common Stock; $.10 par value | 518616 | Indirect |
| Common Stock; $.10 par value | 3272 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.92 to $8.00. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.755 to $8.0099. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.94 to $8.0099. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F4: As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
F5: As General Partner of Grace Brothers, LP, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.