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ULTRALIFE CORP — Director's Dealing 2020
May 6, 2020
34105_dirs_2020-05-06_3ff2f1c1-4d9d-4346-9ce7-a72a9abfa1dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ULTRALIFE CORP (ULBI)
CIK: 0000875657
Period of Report: 2020-05-04
Reporting Person: WHITMORE BRADFORD T (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-04 | Common Stock; $.10 par value | P | 5534 | $7.6419 | Acquired | 544436 | Direct |
| 2020-05-05 | Common Stock; $.10 par value | P | 2978 | $8.3831 | Acquired | 547414 | Direct |
| 2020-05-06 | Common Stock; $.10 par value | P | 2678 | $8.3623 | Acquired | 550092 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock; $.10 par value | 4452283 | Indirect |
| Common Stock; $.10 par value | 518616 | Indirect |
| Common Stock; $.10 par value | 3272 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.94. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this From 4.
F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.3001 to $8.42. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.34 to $8.37. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
F4: As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
F5: As manager of BRO-GP, LLC, Grace Brothers, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.