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Ulta Beauty, Inc. — Director's Dealing 2021
Sep 23, 2021
30232_dirs_2021-09-23_6603e546-9259-4fa3-902c-34fdb2b76bdd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Ulta Beauty, Inc. (ULTA)
CIK: 0001403568
Period of Report: 2021-09-22
Reporting Person: CHILDS JEFFREY J (Chief Human Resources Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-22 | Common Stock | M | 868 | $151.20 | Acquired | 6270 | Direct |
| 2021-09-22 | Common Stock | M | 3744 | $281.53 | Acquired | 10014 | Direct |
| 2021-09-22 | Common Stock | M | 4087 | $204.27 | Acquired | 14101 | Direct |
| 2021-09-22 | Common Stock | S | 8148 | $370.0656 | Disposed | 5953 | Direct |
| 2021-09-22 | Common Stock | S | 551 | $371.1713 | Disposed | 5402 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-22 | Stock Option (right to buy) | $151.20 | M | 868 | Disposed | 2025-03-27 | Common Stock (868) | Direct |
| 2021-09-22 | Stock Option (right to buy) | $281.53 | M | 3744 | Disposed | 2027-03-24 | Common Stock (3744) | Direct |
| 2021-09-22 | Stock Option (right to buy) | $204.27 | M | 4087 | Disposed | 2028-03-29 | Common Stock (4087) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $369.87 to $370.79. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $371.02 to $371.78. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3: The options vested 25% on March 15, 2016 and each anniversary date thereafter.
F4: The options vested 25% on March 15, 2018 and each anniversary date thereafter.
F5: The options, representing a right to purchase a total of 5,450 shares of common stock, vesting in 25% annual increments beginning on 3/15/2019 and on each anniversary thereafter through 3/15/2022.