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UiPath, Inc. — Director's Dealing 2021
Apr 21, 2021
30851_dirs_2021-04-20_87005136-d450-4a2c-bf7a-5d76d9952ec0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UiPath, Inc. (PATH)
CIK: 0001734722
Period of Report: 2021-04-20
Reporting Person: Botteri Philippe (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 16057 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A-1 Preferred Stock | $ | Class A Common Stock (58774710) | Indirect | ||
| Series B-1 Preferred Stock | $ | Class A Common Stock (2570880) | Indirect | ||
| Series B-2 Preferred Stock | $ | Class A Common Stock (762570) | Indirect | ||
| Series E Preferred Stock | $ | Class A Common Stock (24186) | Indirect | ||
| Series A-1 Preferred Stock | $ | Class A Common Stock (895290) | Indirect | ||
| Series B-1 Preferred Stock | $ | Class A Common Stock (39150) | Indirect | ||
| Series B-2 Preferred Stock | $ | Class A Common Stock (11610) | Indirect | ||
| Series E Preferred Stock | $ | Class A Common Stock (368) | Indirect | ||
| Series A-1 Preferred Stock | $ | Class A Common Stock (5678790) | Indirect | ||
| Series B-1 Preferred Stock | $ | Class A Common Stock (248400) | Indirect | ||
| Series B-2 Preferred Stock | $ | Class A Common Stock (73680) | Indirect | ||
| Series E Preferred Stock | $ | Class A Common Stock (2337) | Indirect | ||
| Series B-1 Preferred Stock | $ | Class A Common Stock (20642310) | Indirect | ||
| Series B-2 Preferred Stock | $ | Class A Common Stock (6122730) | Indirect | ||
| Series C-1 Preferred Stock | $ | Class A Common Stock (827211) | Indirect | ||
| Series C-2 Preferred Stock | $ | Class A Common Stock (660711) | Indirect | ||
| Series D-1 Preferred Stock | $ | Class A Common Stock (185880) | Indirect | ||
| Series D-2 Preferred Stock | $ | Class A Common Stock (31212) | Indirect | ||
| Series B-1 Preferred Stock | $ | Class A Common Stock (117450) | Indirect | ||
| Series B-2 Preferred Stock | $ | Class A Common Stock (34830) | Indirect | ||
| Series C-1 Preferred Stock | $ | Class A Common Stock (4707) | Indirect | ||
| Series C-2 Preferred Stock | $ | Class A Common Stock (3759) | Indirect | ||
| Series D-1 Preferred Stock | $ | Class A Common Stock (1056) | Indirect | ||
| Series D-2 Preferred Stock | $ | Class A Common Stock (177) | Indirect | ||
| Series B-1 Preferred Stock | $ | Class A Common Stock (987330) | Indirect | ||
| Series B-2 Preferred Stock | $ | Class A Common Stock (292860) | Indirect | ||
| Series C-1 Preferred Stock | $ | Class A Common Stock (39564) | Indirect | ||
| Series C-2 Preferred Stock | $ | Class A Common Stock (31602) | Indirect | ||
| Series D-1 Preferred Stock | $ | Class A Common Stock (8889) | Indirect | ||
| Series D-2 Preferred Stock | $ | Class A Common Stock (1494) | Indirect |
Footnotes
F1: Includes 16,057 Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. Following the closing of the Issuer's initial public offering (IPO), 1/16th of the RSUs vest for each quarter of continuous service by the Reporting Person to the Issuer following March 16, 2021 and subject to continuous service through each such vesting date, and in each case subject to a performance based vesting condition satisfied upon the closing of the Issuer's initial public offering.
F2: Each share of Series A-1 Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock, Series D-2 Preferred Stock and Series E Preferred Stock will automatically convert into one share of Class A Common Stock immediately prior to the closing of the Issuer's IPO, and has no expiration date.
F3: Accel London V Associates L.L.C., or ALA L.L.C., is the General Partner of Accel London V Associates L.P., which is the general partner of each of Accel London V L.P., and Accel London V Strategic Partners L.P. ALA L.L.C. has sole voting and investment power. Philippe Botteri, Hendrik Nelis, and Sonali de Rycker are the managers of ALA L.L.C. and share such powers. Such Managing Members and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F4: ALA L.L.C. is the General Partner of Accel London Investors 2016 L.P. and has sole voting and investment power. Philippe Botteri, Hendrik Nelis, and Sonali de Rycker are the managers of ALA L.L.C. and share such powers. Such Managing Members and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F5: Accel Growth Fund IV Associates L.L.C., or AGF4A, is the General Partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P., and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the Managing Members of AGF4A and share such powers. Such Managing Members and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F6: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2016 L.L.C. and share the voting and investment powers. Such Managing Members and the Reporting Person hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.