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UiPath, Inc. — Director's Dealing 2021
Apr 23, 2021
30851_dirs_2021-04-23_c5da0058-421d-49d6-b7bd-2a8416a7e46a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UiPath, Inc. (PATH)
CIK: 0001734722
Period of Report: 2021-04-23
Reporting Person: Accel London V L.P. (10% Owner)
Reporting Person: Accel London V Strategic Partners L.P. (10% Owner)
Reporting Person: Accel London Investors 2016 L.P. (10% Owner)
Reporting Person: Accel London V Associates L.P. (10% Owner)
Reporting Person: Accel London V Associates L.L.C. (10% Owner)
Reporting Person: Accel Growth Fund IV L.P. (10% Owner)
Reporting Person: Accel Growth Fund IV Associates L.L.C. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-23 | Class A Common Stock | C | 62132346 | — | Acquired | 62132346 | Direct |
| 2021-04-23 | Class A Common Stock | S | 3106618 | $56.00 | Disposed | 59025728 | Direct |
| 2021-04-23 | Class A Common Stock | C | 946418 | — | Acquired | 946418 | Indirect |
| 2021-04-23 | Class A Common Stock | S | 47321 | $56.00 | Disposed | 899097 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 6003207 | — | Acquired | 6003207 | Indirect |
| 2021-04-23 | Class A Common Stock | S | 300161 | $56.00 | Disposed | 5703046 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 28470054 | — | Acquired | 28470054 | Indirect |
| 2021-04-23 | Class A Common Stock | S | 1765783 | $56.00 | Disposed | 26704271 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-23 | Series A-1 Preferred Stock | $ | C | 58774710 | Disposed | Class A Common Stock (58774710) | Direct | |
| 2021-04-23 | Series B-1 Preferred Stock | $ | C | 2570880 | Disposed | Class A Common Stock (2570880) | Direct | |
| 2021-04-23 | Series B-2 Preferred Stock | $ | C | 762570 | Disposed | Class A Common Stock (762570) | Direct | |
| 2021-04-23 | Series E Preferred Stock | $ | C | 24186 | Disposed | Class A Common Stock (24186) | Direct | |
| 2021-04-23 | Series A-1 Preferred Stock | $ | C | 895290 | Disposed | Class A Common Stock (895290) | Indirect | |
| 2021-04-23 | Series B-1 Preferred Stock | $ | C | 39150 | Disposed | Class A Common Stock (39150) | Indirect | |
| 2021-04-23 | Series B-2 Preferred Stock | $ | C | 11610 | Disposed | Class A Common Stock (11610) | Indirect | |
| 2021-04-23 | Series E Preferred Stock | $ | C | 368 | Disposed | Class A Common Stock (368) | Indirect | |
| 2021-04-23 | Series A-1 Preferred Stock | $ | C | 5678790 | Disposed | Class A Common Stock (5678790) | Indirect | |
| 2021-04-23 | Series B-1 Preferred Stock | $ | C | 248400 | Disposed | Class A Common Stock (248400) | Indirect | |
| 2021-04-23 | Series B-2 Preferred Stock ( | $ | C | 73680 | Disposed | Class A Common Stock (73680) | Indirect | |
| 2021-04-23 | Series E Preferred Stock | $ | C | 2337 | Disposed | Class A Common Stock (2337) | Indirect | |
| 2021-04-23 | Series B-1 Preferred Stock | $ | C | 20642310 | Disposed | Class A Common Stock (20642310) | Indirect | |
| 2021-04-23 | Series B-2 Preferred Stock | $ | C | 6122730 | Disposed | Class Class A Common Stock (6122730) | Indirect | |
| 2021-04-23 | Series C-1 Preferred Stock | $ | C | 827211 | Disposed | Class A Common Stock (827211) | Indirect | |
| 2021-04-23 | Series C-2 Preferred Stock | $ | C | 660711 | Disposed | Class A Common Stock (660711) | Indirect | |
| 2021-04-23 | Series D-1 Preferred Stock | $ | C | 185880 | Disposed | Class A Common Stock (185880) | Indirect | |
| 2021-04-23 | Series D-2 Preferred Stock | $ | C | 31212 | Disposed | Class A Common Stock (31212) | Indirect |
Footnotes
F1: Each share of Series A-1 Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock, Series D-2 Preferred Stock, Series E Preferred
Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.
F2: These shares are held by Accel London V L.P. Accel London V Associates L.L.C., or ALA L.L.C., is the
General Partner of Accel London V Associates L.P., which is the general partner of each of Accel London
V L.P., and Accel London V Strategic Partners L.P. ALA L.L.C. has sole voting and investment power.
Philippe Botteri, Hendrik Nelis, and Sonali de Rycker are the managers of ALA L.L.C. and share such
powers. Such managers disclaim beneficial ownership except to the extent of their pecuniary interest
therein.
F3: ALA L.L.C. is the General Partner of Accel London Investors 2016 L.P. and has sole voting and
investment power. Philippe Botteri, Hendrik Nelis, and Sonali de Rycker are the managers of ALA L.L.C.
and share such powers. Such managers disclaim beneficial ownership except to the extent of their
pecuniary interest therein
F4: Accel Growth Fund IV Associates L.L.C., or AGF4A, is the General Partner of both Accel Growth Fund IV
L.P. and Accel Growth Fund IV Strategic Partners L.P., and has sole voting and investment power.
Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P.
Wong are the Managing Members of AGF4A and share such powers. Such managers disclaim beneficial
ownership except to the extent of their pecuniary interest therein.