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UiPath, Inc. — Director's Dealing 2021
Apr 23, 2021
30851_dirs_2021-04-23_7abe9c9c-8f10-4735-93c5-54e90ab3115b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UiPath, Inc. (PATH)
CIK: 0001734722
Period of Report: 2021-04-23
Reporting Person: Wong Rich (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-23 | Class A Common Stock | C | 161979 | — | Acquired | 161979 | Indirect |
| 2021-04-23 | Class A Common Stock | S | 10046 | $56.00 | Disposed | 151933 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 1361739 | — | Acquired | 1361739 | Indirect |
| 2021-04-23 | Class A Common Stock | S | 84457 | $56.00 | Disposed | 1277282 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 6883068 | — | Acquired | 6883068 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 328862 | — | Acquired | 328862 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-23 | Series B-1 Preferred Stock | $ | C | 117450 | Disposed | Class A Common Stock (117450) | Indirect | |
| 2021-04-23 | Series B-2 Preferred Stock | $ | C | 34830 | Disposed | Class A Common Stock (34830) | Indirect | |
| 2021-04-23 | Series C-1 Preferred Stock ( | $ | C | 4707 | Disposed | Class A Common Stock (4707) | Indirect | |
| 2021-04-23 | Series C-2 Preferred Stock ( | $ | C | 3759 | Disposed | Class A Common Stock (3759) | Indirect | |
| 2021-04-23 | Series D-1 Preferred Stock | $ | C | 1056 | Disposed | Class A Common Stock (1056) | Indirect | |
| 2021-04-23 | Series D-2 Preferred Stock | $ | C | 177 | Disposed | Class A Common Stock (177) | Indirect | |
| 2021-04-23 | Series B-1 Preferred Stock | $ | C | 987330 | Disposed | Class A Common Stock (987330) | Indirect | |
| 2021-04-23 | Series B-2 Preferred Stock | $ | C | 292860 | Disposed | Class A Common Stock (292860) | Indirect | |
| 2021-04-23 | Series C-1 Preferred Stock | $ | C | 39564 | Disposed | Class A Common Stock (39564) | Indirect | |
| 2021-04-23 | Series C-2 Preferred Stock | $ | C | 31602 | Disposed | Class A Common Stock (31602) | Indirect | |
| 2021-04-23 | Series D-1 Preferred Stock | $ | C | 8889 | Disposed | Class A Common Stock (8889) | Indirect | |
| 2021-04-23 | Series D-2 Preferred Stock | $ | C | 1494 | Disposed | Class A Common Stock (1494) | Indirect | |
| 2021-04-23 | Series C-1 Preferred Stock | $ | C | 3326970 | Disposed | Class A Common Stock (3326970) | Indirect | |
| 2021-04-23 | Series C-2 Preferred Stock | $ | C | 2657322 | Disposed | Class A Common Stock (2657322) | Indirect | |
| 2021-04-23 | Series D-1 Preferred Stock | $ | C | 747579 | Disposed | Class A Common Stock (747579) | Indirect | |
| 2021-04-23 | Series D-2 Preferred Stock | $ | C | 125532 | Disposed | Class A Common Stock (125532) | Indirect | |
| 2021-04-23 | Series E Preferred Stock | $ | C | 25665 | Disposed | Class A Common Stock (25665) | Indirect | |
| 2021-04-23 | Series C-1 Preferred Stock | $ | C | 158958 | Disposed | Class A Common Stock (158958) | Indirect | |
| 2021-04-23 | Series C-2 Preferred Stock | $ | C | 126963 | Disposed | Class A Common Stock (126963) | Indirect | |
| 2021-04-23 | Series D-1 Preferred Stock | $ | C | 35718 | Disposed | Class A Common Stock (35718) | Indirect | |
| 2021-04-23 | Series D-2 Preferred Stock | $ | C | 5997 | Disposed | Class A Common Stock (5997) | Indirect | |
| 2021-04-23 | Series E Preferred Stock | $ | C | 1226 | Disposed | Class A Common Stock (1226) | Indirect |
Footnotes
F1: Each share of Series A-1 Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock, Series D-2 Preferred Stock, Series E Preferred
Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.
F2: Accel Growth Fund IV Associates L.L.C., or AGF4A, is the General Partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P., and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the Managing Members of AGF4A and share such powers. Such managers and the Reporting Person disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F3: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2016 L.L.C. and share the voting and investment powers. Such managers and the Reporting Person disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F4: Accel Leaders Fund Associates L.L.C., or ALFA, is the General Partner of Accel Leaders Fund L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the Managing Members of ALFA and share such powers. Such managers and the Reporting Person disclaim beneficial ownership except to the extent of their pecuniary interest therein.
F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the Managing Members of Accel Leaders Fund Investors 2016 L.L.C. and share voting and investment powers. Such managers and the Reporting Person disclaim beneficial ownership except to the extent of their pecuniary interest therein.