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UiPath, Inc. — Director's Dealing 2021
Apr 23, 2021
30851_dirs_2021-04-23_d70cfd75-0897-470f-b34c-d6f6b6fccc77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UiPath, Inc. (PATH)
CIK: 0001734722
Period of Report: 2021-04-23
Reporting Person: MENDOZA THOMAS F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-23 | Class A Common Stock | C | 57180 | — | Acquired | 1668300 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 16950 | — | Acquired | 1685250 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 17430 | — | Acquired | 1702680 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 13920 | — | Acquired | 1716600 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 13053 | — | Acquired | 1729653 | Indirect |
| 2021-04-23 | Class A Common Stock | C | 2193 | — | Acquired | 1731846 | Indirect |
| 2021-04-23 | Class A Common Stock | S | 120726 | $56.00 | Disposed | 1611120 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-23 | Series B-1 Preferred Stock | $ | C | 57180 | Disposed | Class A Common Stock (57180) | Indirect | |
| 2021-04-23 | Series B-2 Preferred Stock | $ | C | 16950 | Disposed | Class A Common Stock (16950) | Indirect | |
| 2021-04-23 | Series C-1 Preferred Stock | $ | C | 17430 | Disposed | Class A Common Stock (17430) | Indirect | |
| 2021-04-23 | Series C-2 Preferred Stock | $ | C | 13920 | Disposed | Class A Common Stock (13920) | Indirect | |
| 2021-04-23 | Series D-1 Preferred Stock | $ | C | 13053 | Disposed | Class A Common Stock (13053) | Indirect | |
| 2021-04-23 | Series D-2 Preferred Stock | $ | C | 2193 | Disposed | Class A Common Stock (2193) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 100000 | Indirect |
Footnotes
F1: Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series D-1 Preferred Stock and Series D-2 Preferred Stock and Series F Preferred Stock automatically converted into one share of Class A Common Stock, without payment of additional consideration, immediately prior to the closing of the Issuer's initial public offering.
F2: Shares are held directly by the Amended and Restated Thomas F. Mendoza Revocable Trust, of which Reporting Person is the trustee and a
beneficiary.
F3: Shares are held directly by the Thomas F. Mendoza 2021 GRAT, of which the Reporting Person is the trustee and a beneficiary.