AI assistant
UGI CORP /PA/ — Director's Dealing 2016
Aug 16, 2016
30792_dirs_2016-08-16_42654064-ccac-436a-99c0-f8ceef069884.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UGI CORP /PA/ (UGI)
CIK: 0000884614
Period of Report: 2016-08-15
Reporting Person: VINCENT ROGER B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-15 | UGI Common Stock | M | 12750 | $16.01 | Acquired | 20266 | Direct |
| 2016-08-15 | UGI Common Stock | M | 12750 | $21.20 | Acquired | 33016 | Direct |
| 2016-08-15 | UGI Common Stock | S | 25500 | $45.6935 | Disposed | 7516 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-15 | Option (Right to Buy) | $16.01 | M | 12750 | Disposed | 2020-01-07 | UGI Common Stock (12750) | Direct |
| 2016-08-15 | Option (Right to Buy) | $21.20 | M | 12750 | Disposed | 2021-01-06 | UGI Common Stock (12750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| UGI Common Stock | 47353 | Indirect |
| UGI Common Stock | 15000 | Indirect |
Footnotes
F1: The shares of common stock with respect to this transaction were sold at prices ranging from $45.68 to $45.7450. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.
F2: These securities are held by the Roger B. Vincent, Sr. 2012 Family Trust, for which the reporting person's spouse holds voting and dispositive power as a trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.