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UGI CORP /PA/ — Director's Dealing 2016
Sep 22, 2016
30792_dirs_2016-09-22_99a7848d-013a-4bf2-a1e9-e5361717ba33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UGI CORP /PA/ (UGI)
CIK: 0000884614
Period of Report: 2016-09-20
Reporting Person: Ortiz-Landazabal Marie-Dominique (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-20 | UGI Common Stock | M | 5000 | $21.81 | Acquired | 8903 | Direct |
| 2016-09-20 | UGI Common Stock | F | 3166 | $46.16 | Disposed | 5737 | Direct |
| 2016-09-20 | UGI Common Stock | M | 1200 | $27.64 | Acquired | 6937 | Direct |
| 2016-09-20 | UGI Common Stock | F | 866 | $46.16 | Disposed | 6071 | Direct |
| 2016-09-20 | UGI Common Stock | M | 8800 | $27.64 | Acquired | 14871 | Direct |
| 2016-09-20 | UGI Common Stock | M | 3900 | $37.98 | Acquired | 18771 | Direct |
| 2016-09-20 | UGI Common Stock | S | 12700 | $46.3544 | Disposed | 6071 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-20 | Options (Right to Buy) | $21.81 | M | 5000 | Disposed | 2022-12-31 | UGI Common Stock (5000) | Direct |
| 2016-09-20 | Options (Right to Buy) | $27.64 | M | 1200 | Disposed | 2023-12-31 | UGI Common Stock (1200) | Direct |
| 2016-09-20 | Options (Right to Buy) | $27.64 | M | 8800 | Disposed | 2023-12-31 | UGI Common Stock (8800) | Direct |
| 2016-09-20 | Options (Right to Buy) | $37.98 | M | 3900 | Disposed | 2024-12-31 | UGI Common Stock (3900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| UGI Common Stock | 2540 | Indirect |
Footnotes
F1: Includes 320 shares acquired under the Issuer's dividend reinvestment plan.
F2: The shares were withheld by the issuer to satisfy the officer's exercise price and income tax liability associated with the transaction.
F3: The shares of common stock with respect to this transaction were sold at prices ranging from $46.33 to $46.40. Upon request, UGI Corporation will provide to the Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock sold at each separate price.