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UFP TECHNOLOGIES INC — Director's Dealing 2018
Apr 16, 2018
31860_dirs_2018-04-16_73eea646-37fd-4589-a648-7c32fa5b7eb4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UFP TECHNOLOGIES INC (UFPT)
CIK: 0000914156
Period of Report: 2018-04-12
Reporting Person: Smith W David (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-12 | Common Stock, $.01 Par Value | M | 500 | $21.67 | Acquired | 13051 | Direct |
| 2018-04-12 | Common Stock, $.01 Par Value | S | 500 | $32.05 | Disposed | 12551 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-12 | Common Stock, $.01 Par Value | $21.67 | M | 500 | Disposed | 2018-09-12 | Common Stock, $.01 Par Value (1345) | Direct |
Footnotes
F1: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.25, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.
F3: The option was for 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.