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UFP TECHNOLOGIES INC — Director's Dealing 2015
Mar 12, 2015
31860_dirs_2015-03-12_5778f6ef-d8d5-4206-b639-9cfd50ac349b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UFP TECHNOLOGIES INC (UFPT)
CIK: 0000914156
Period of Report: 2015-03-10
Reporting Person: GESTAL KENNETH L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-10 | Common Stock, $.01 Par Value | M | 5769 | $3.12 | Acquired | 8222 | Direct |
| 2015-03-10 | Common Stock, $0.1 Par Value | M | 3500 | $3.68 | Acquired | 11722 | Direct |
| 2015-03-10 | Common Stock, $0.1 Par Value | M | 2927 | $6.15 | Acquired | 14649 | Direct |
| 2015-03-10 | Common Stock, $0.1 Par Value | M | 3500 | $6.01 | Acquired | 18149 | Direct |
| 2015-03-10 | Common Stock, $0.1 Par Value | M | 2927 | $5.06 | Acquired | 21076 | Direct |
| 2015-03-10 | Common Stock, $0.1 Par Value | S | 8623 | $21.09 | Disposed | 12453 | Direct |
| 2015-03-11 | Common Stock, $0.1 Par Value | S | 4966 | $20.49 | Disposed | 7457 | Direct |
| 2015-03-12 | Common Stock, $0.1 Par Value | S | 5034 | $20.471 | Disposed | 2453 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-10 | Stock Option (Right to Buy) | $3.12 | M | 5769 | Disposed | 2015-06-02 | Common Stock, $.01 Par Value (5769) | Direct |
| 2015-03-10 | Stock Option (Right to Buy) | $3.68 | M | 3500 | Disposed | 2015-07-01 | Common Stock, $0.1 Par Value (3500) | Direct |
| 2015-03-10 | Stock Option (Right to Buy) | $6.15 | M | 2927 | Disposed | 2016-06-08 | Common Stock, $0.1 Par Value (2927) | Direct |
| 2015-03-10 | Stock Option (Right to Buy) | $6.01 | M | 3500 | Disposed | 2016-07-03 | Common Stock, $0.1 Par Value (3500) | Direct |
| 2015-03-10 | Stock Option (Right to Buy) | $5.06 | M | 2927 | Disposed | 2017-06-06 | Common Stock, $0.1 Par Value (2927) | Direct |
Footnotes
F1: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.89 to $21.50, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.13 to $21.00, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.95 to $20.80, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.