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UFP TECHNOLOGIES INC — Director's Dealing 2014
Jan 10, 2014
31860_dirs_2014-01-10_7c5c3b52-e3ee-4853-a58c-df6414bf6d3f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UFP TECHNOLOGIES INC (UFPT)
CIK: 0000914156
Period of Report: 2014-01-09
Reporting Person: BAILLY R JEFFREY (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-09 | Common Stock, $.01 Par Value | M | 26841 | $2.39 | Acquired | 676869 | Direct |
| 2014-01-09 | Common Stock, $.01 Par Value | F | 2482 | $25.84 | Disposed | 674387 | Direct |
| 2014-01-09 | Common Stock, $.01 Par Value | M | 58159 | $2.39 | Acquired | 732546 | Direct |
| 2014-01-09 | Common Stock, $.01 Par Value | F | 5379 | $25.84 | Disposed | 727167 | Direct |
| 2014-01-09 | Common Stock, $.01 Par Value | F | 17233 | $25.84 | Disposed | 709934 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-09 | Employee Stock Option | $2.39 | M | 26841 | Disposed | 2015-12-14 | Common Stock, $.01 Par Value (26841) | Direct |
| 2014-01-09 | Employee Stock Option | $2.39 | M | 58159 | Disposed | 2005-12-14 | Common Stock, $.01 Par Value (58159) | Direct |
Footnotes
F1: Represents the payment of the exercise price of an Employee Stock Option Plan through the attestation of previously owned shares.
F2: Represents the payment of federal and state income taxes incurred on the exercise of an Employee Stock Option through the withholding of shares.
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