Uflex Limited — Audit Report / Information 2021

Jun 30, 2021

UFLEX LIMITED ~Apart of your daily life' Division/Office: CORPORATE - SECRETARIAL Corporate Office: A-1 07-1 08, Sector-IV, Distt. Gautam Budh Nagar, NOIDA - 201301, (UP), India Tel.: +91-120-4012345/2522558 Fax: +91-120-2442903 Website: www.uflexltd.com E-mail ID:secretarial@uflexltd.com

UFLEXjSECj2021j so" June, 2021

The National Stock Exchange of India Limited Exchange Plaza, 5th Floor Plot No.Cjl, G-Block Bandra-Kurla Complex Bandra (E), Mumbai - 400051

The BSELimited Corporate Relationships Department 1st Floor, New Trading Ring, Rotunda Building, PJ Towers, Dalal Street, Fort, Mumbai - 400001

Scrip Code: UFLEX Scrip Code: 500148

Subject: Submission of Annual Secretarial Compliance Report for the Year Ended 31st March, 2021 under Regulation 24(A) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Dear Sir(s),

Pursuant to Regulation 24(A) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we send herewith, Annual Secretarial Compliance Report for the Year Ended 31 st March, 2021 issued by Mr. Mahesh Kumar Gupta, Practicing Company Secretary.

Request you to take on record.

Thanking you,

Yours faithfully,

FO~D

(Ajay Krishna) Sr. Vice President (Legal) & ~mpany Secretary

Encl: As above

USMahesh Gupta &Company

Company Secretaries

Wadhwa Complex, Chamber No. 110, Ground Floor, 0-288-289/10, Laxmi Nagar, Oelhi-110092 Phone: 011-22533508,49503085; 9312406331; E-Mail: maheshgupta.co@gmail.com

Secretarial Compliance Report of UFLEX LIMITED for the year ended 31 sf March, 2021

I, Mahesh Kumar Gupta, have examined:

• a) all the documents and records made available to me and explanation provided by Uflex Limited (the "Listed Entity"),
• b) the filings/ submissions made by the listed entity to the stock exchanges,
• c) website of the listed entity,
• d) any other document/ filing, as may be relevant, which has been relied upon to make this clarification,

for the year ended 31 sf March, 2021 ("Review Period") in respect of compliance with the provisions of:

• I. the Securities and Exchange Board of India Act, 1992 ("SEBI Act") and the Regulations, circulars, guidelines issued thereunder; and
• ii. the Securities Contracts (Regulations) Act, 1956 ("SCRA"), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India ("SEBl");

The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined incIude:-

• a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015.
• b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 - Not applicable as the Company did not issue any securities during the year under review
• c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
• d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018 Not applicable as the Company has not bought back any of its securities during the year under review
• e) Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 Not applicable as the Company has not granted any Options to its employees during the year under review
• f) Securities and Exchange Board ofIndia (Issue and Listing of Debt Securities) Regulations, 2008 Not applicable as the Company has not issued any debt securities during the year under review
• g) Securities and Exchange Board of India (Issue and Listing of Non-Convertible and Redeemable Preference Shares) Regulations, 2013 Not applicable as the Company has not issued any Non-Convertible and Redeemable Preference Shares during the year under review
• h) Securities and Exchange Board ofIndia (Prohibition ofInsider Trading) Regulations, 2015.

And circulars/ guidelines issued thereunder;

And based on the above examination, I hereby report that, during the Review Period:

a) The listed entity has complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below:-

Sr. No.	ComplianceRequirement(Regulations/Circulars/guidelinesincludingspecificclause)	Deviations	Observations/RemarksPracticingSecretary	oftheCompany
	None

GUZ t;, -1 :i CP.199S v-> do ).'. 0/ ~ -0 ..

• b) The listed entity has maintained proper records under the provisions of the above Regulations and circulars/ guidelines issued thereunder is so far as it appears from my examination of those records.
• c) The following are the details of actions taken against the listed entity/ its promoters/ directors/ material subsidiaries either by SEBI or by Stock Exchanges (including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder:

Sr. No.	Action taken by	DetailsViolation	of	DetailsofactiontakenE.g.fines,warningletter,debarment,etc.	Observations/remarksofthePracticingCompanySecretary,ifany
None

d) The listed entity has taken the following actions to comply with the observations made in previous reports:

Sr. No.	ObservationsofthePracticingCompanySecretaryinthepreviousreports	Observationsmadeinthesecretarialcompliancereportfor theyearendedst31March2020	Actionstakenbyentity,thelistedifany	CommentsPracticingSecretarytakenbytheentity	oftheCompanyon the actionslisted
None

e) The Listed Entity has suitably modified the terms of appointment of its present statutory auditors to give effect to para 6(A) and 6(B) of SEBI Circular dated October 18, 2019 bearing no. CIRlCFD/CMD I/ 114/2019.

Date: 29th June, 2021 Place: Delhi For Mahesh Gupta & Company Company Secretaries M~~a Proprietor FCS 2870::CP 1999 UDIN: F002870C000534137