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UBS Group AG — Director's Dealing 2026
Jan 16, 2026
998_mrq_2026-01-16_fb27b4ed-9091-463e-a6d0-691ebe60f97d.html
Director's Dealing
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RNS Number : 2889P
UBS O'Connor
16 January 2026
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | UBS O'Connor [i] |
| Company dealt in | AVADEL PHARMACEUTICALS PLC |
| Class of relevant security to which the dealings being disclosed relate (Note 2) | €0.01 ordinary shares |
| Date of dealing | 15 January 2026 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | |||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | 1,000,182 1.0268% | |||||
| (2) Derivatives (other than options) | 109,578 0.1125% | |||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | 1,109,760 1.1393% | |||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit (Note 5) |
(b) Derivatives transactions (other than options transactions)
| Product name,e.g. CFD | Nature of transaction(Note 6) | Number of relevant securities(Note 7) | Price per unit(Note 5) |
| CFD | Buy | 13,695 | 21.5323 USD |
(c) Options transactions in respect of existing relevant securities
| Purchase/sale | Number of relevant securities | Price per unit (Note 5) |
(i) Writing, selling, purchasing or varying
| Product name,e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name,e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(c) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction(Note 8) | Details | Price per unit(if applicable) (Note 5) |
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) NO
| Date of disclosure | 16 January 2026 |
| Contact name | Richard Howard |
| Telephone number | +44 (0)207 568 9128 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection (Note 10) |
[i] Comprising the O'Connor business acting under
UBS Asset Management (UK) Ltd
UBS Asset Management (Hong Kong) Ltd
UBS Asset Management (Singapore) Ltd
UBS Asset Management (Americas) LLC
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