UBS Group AG — Director's Dealing 2024

Apr 18, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC)
CIK: 0001181504
Period of Report: 2024-04-17

Reporting Person: UBS Group AG (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-04-17	Auction Preferred Stock	J	3349	—	Disposed	0	Indirect

Footnotes

F1: 72201C208, 72201C307

F2: 98% of par

F3: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.

F4: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients, and UBS Real Estate, Inc.(Resi),a wholly-owned subsidiary of UBS AG