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UBS Group AG Director's Dealing 2024

Jul 10, 2024

998_dirs_2024-07-10_dfc3abc0-cc10-4d19-b99e-e8f31aab4e53.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Volcon, Inc. (VLCN)
CIK: 0001829794
Period of Report: 2024-07-05

Reporting Person: UBS Group AG (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-07-05 Common Stock P 1 $4.424 Acquired 26131 Indirect
2024-07-05 Common Stock P 1 $4.3885 Acquired 26132 Indirect
2024-07-05 Common Stock P 1 $4.4 Acquired 26133 Indirect
2024-07-05 Common Stock S 100 $4.44 Disposed 26033 Indirect
2024-07-05 Common Stock S 200 $4.43 Disposed 25833 Indirect
2024-07-05 Common Stock S 14 $4.43 Disposed 25819 Indirect
2024-07-05 Common Stock S 49 $4.43 Disposed 25770 Indirect
2024-07-05 Common Stock S 13 $4.39 Disposed 25757 Indirect
2024-07-05 Common Stock S 100 $4.39 Disposed 25657 Indirect
2024-07-05 Common Stock S 100 $4.42 Disposed 25557 Indirect
2024-07-05 Common Stock S 200 $4.42 Disposed 25357 Indirect
2024-07-05 Common Stock S 83 $4.42 Disposed 25274 Indirect
2024-07-08 Common Stock P 100 $4.53 Acquired 25374 Indirect
2024-07-08 Common Stock P 5 $4.5221 Acquired 25379 Indirect
2024-07-08 Common Stock S 25 $4.39 Disposed 25354 Indirect
2024-07-08 Common Stock S 1 $4.29 Disposed 25353 Indirect
2024-07-08 Common Stock S 3 $4.24 Disposed 25350 Indirect
2024-07-08 Common Stock S 3 $4.21 Disposed 25347 Indirect
2024-07-08 Common Stock S 3 $4.15 Disposed 25344 Indirect
2024-07-08 Common Stock S 200 $4.1 Disposed 25144 Indirect
2024-07-08 Common Stock S 16 $4.1 Disposed 25128 Indirect
2024-07-08 Common Stock S 50 $4.1 Disposed 25078 Indirect
2024-07-08 Common Stock S 105 $4.1 Disposed 24973 Indirect

Footnotes

F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.

F2: Per Section 16 short-swing profit rules, Total Loss resulting from all trades while UBS Group AG was a 10% insider: $ -120.289. As a loss was realized, there are no profits to disgorge to the issuer.