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UBS Group AG — Director's Dealing 2024
Jul 10, 2024
998_dirs_2024-07-10_dfc3abc0-cc10-4d19-b99e-e8f31aab4e53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Volcon, Inc. (VLCN)
CIK: 0001829794
Period of Report: 2024-07-05
Reporting Person: UBS Group AG (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-05 | Common Stock | P | 1 | $4.424 | Acquired | 26131 | Indirect |
| 2024-07-05 | Common Stock | P | 1 | $4.3885 | Acquired | 26132 | Indirect |
| 2024-07-05 | Common Stock | P | 1 | $4.4 | Acquired | 26133 | Indirect |
| 2024-07-05 | Common Stock | S | 100 | $4.44 | Disposed | 26033 | Indirect |
| 2024-07-05 | Common Stock | S | 200 | $4.43 | Disposed | 25833 | Indirect |
| 2024-07-05 | Common Stock | S | 14 | $4.43 | Disposed | 25819 | Indirect |
| 2024-07-05 | Common Stock | S | 49 | $4.43 | Disposed | 25770 | Indirect |
| 2024-07-05 | Common Stock | S | 13 | $4.39 | Disposed | 25757 | Indirect |
| 2024-07-05 | Common Stock | S | 100 | $4.39 | Disposed | 25657 | Indirect |
| 2024-07-05 | Common Stock | S | 100 | $4.42 | Disposed | 25557 | Indirect |
| 2024-07-05 | Common Stock | S | 200 | $4.42 | Disposed | 25357 | Indirect |
| 2024-07-05 | Common Stock | S | 83 | $4.42 | Disposed | 25274 | Indirect |
| 2024-07-08 | Common Stock | P | 100 | $4.53 | Acquired | 25374 | Indirect |
| 2024-07-08 | Common Stock | P | 5 | $4.5221 | Acquired | 25379 | Indirect |
| 2024-07-08 | Common Stock | S | 25 | $4.39 | Disposed | 25354 | Indirect |
| 2024-07-08 | Common Stock | S | 1 | $4.29 | Disposed | 25353 | Indirect |
| 2024-07-08 | Common Stock | S | 3 | $4.24 | Disposed | 25350 | Indirect |
| 2024-07-08 | Common Stock | S | 3 | $4.21 | Disposed | 25347 | Indirect |
| 2024-07-08 | Common Stock | S | 3 | $4.15 | Disposed | 25344 | Indirect |
| 2024-07-08 | Common Stock | S | 200 | $4.1 | Disposed | 25144 | Indirect |
| 2024-07-08 | Common Stock | S | 16 | $4.1 | Disposed | 25128 | Indirect |
| 2024-07-08 | Common Stock | S | 50 | $4.1 | Disposed | 25078 | Indirect |
| 2024-07-08 | Common Stock | S | 105 | $4.1 | Disposed | 24973 | Indirect |
Footnotes
F1: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., a wholly owned subsidiary of UBS Group.
F2: Per Section 16 short-swing profit rules, Total Loss resulting from all trades while UBS Group AG was a 10% insider: $ -120.289. As a loss was realized, there are no profits to disgorge to the issuer.
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