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UBS Group AG — Director's Dealing 2023
Jul 17, 2023
998_dirs_2023-07-17_a8dc2acb-92a0-4d07-9aed-5d2c1a9e41b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BNY MELLON MUNICIPAL INCOME, INC. (DMF)
CIK: 0000839122
Period of Report: 2023-07-12
Reporting Person: UBS Group AG (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-12 | Auction Preferred Stock | J | 825 | $0.001 | Disposed | 0 | Indirect |
Footnotes
F1: CUSIP Nos. 05589T203 , 05589T302 (Old Cusips: 26201R201, 26201R300)
F2: This filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
F3: This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
F4: At Par.